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BRIEF-Finra says expels Hudson Valley Capital Management, CEO over fraud linked to day trading
November 8, 2012 / 2:32 PM / 5 years ago

BRIEF-Finra says expels Hudson Valley Capital Management, CEO over fraud linked to day trading

Nov 8 (Reuters) - * Finra says expels Hudson valley capital management, bars CEO * Finra says Hudson valley, CEO mark gillis barred from securities industry for

defrauding clearing firm and customers * Finra says New York-based Hudson valley, gillis used funds and securities to

cover losses caused by gillis’ day trading

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