February 14, 2020 / 9:04 AM / 3 days ago

BRIEF-Hong Kong SFC Reprimands And Fines Capital Global Management For Failures To Ensure Compliance With Regulations

Feb 14 (Reuters) - Hong Kong Securities and Futures Commission

* SAYS IT REPRIMANDS AND FINES CAPITAL GLOBAL MANAGEMENT LIMITED HK$1.5 MILLION ($193,124.76) FOR FAILURES TO ENSURE COMPLIANCE WITH APPLICABLE LAWS AND REGULATIONS Source text in English: bit.ly/2SMgehs ($1 = 7.7670 Hong Kong dollars) (Reporting by Hong Kong newsroom)

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