December 27, 2017 / 2:46 PM / 6 months ago

BRIEF-JPMorgan to pay $2.8 mln to settle FINRA charges

Dec 27 (Reuters) - Finra says it fines jpmorgan securities llc $2.8 million for customer protection rule violations and supervisory failures Finra says deficiencies occurred from march 2008 to june 2016, and that shares that should have been kept segregated were available for jpmorgan’s use Finra says jpmorgan neither admitted nor denied wrongdoing, and that the penalty reflected the bank’s efforts to address the violations

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