Edition:
India

China Merchants Securities Co Ltd (6099.HK)

6099.HK on Hong Kong Stock

9.17HKD
9:17am IST
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Mon, May 27 2019

Hong Kong regulator fines China Merchants $3.4 mln for IPO failure

HONG KONG, May 27 Hong Kong's securities watchdog has fined the local unit of investment bank China Merchants Securities Co Ltd (CMS) HK$27 million ($3.4 million) for breaching its code of conduct on initial public offerings (IPOs) in the city.

UPDATE 1-HK regulator suspends former China brokerage exec for IPO sponsor guidelines breach

HONG KONG, Feb 27 Hong Kong's financial watchdog has suspended the licence of a former senior banker at China Merchants Securities (CMS) for breaching its code of conduct on initial public offerings (IPOs) in the city.

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