Nomura Holdings Inc (8604.T)
20 Sep 2019
Fri, Sep 20 2019
NEW YORK, Sept 20 A U.S. appeals court reinstated the conspiracy conviction of a former Nomura Holdings Inc trader accused of lying to customers about mortgage bond prices, in a victory for prosecutors in their crackdown on improper sales tactics.
* Wholesale division posts 20 bln yen pretax profit (Adds asset management, wholesale business)
TOKYO, July 31 Nomura Holdings Inc, Japan's biggest brokerage and investment bank, said on Wednesday its first-quarter net profit soared more than 10 times after restructuring its business portfolio.
NEW YORK, July 15 Nomura Holdings Inc will pay $26.5 million to settle U.S. Securities and Exchange Commission charges that it failed to properly supervise five former traders who lied to customers about mortgage bond prices.
* Nomura was ordered last month to improve business practices
TOKYO, June 24 Nomura Holdings Inc won shareholder approval on Monday for the re-appointment of its chief executive officer, after an influential proxy advisor had recommended a vote against the move due to an information leakage incident.
TOKYO Shares of Nomura Holdings Inc surged more than 10% on Wednesday after Japan's top brokerage announced a $1.4 billion buyback a day earlier.
TOKYO, June 19 Shares of Nomura Holdings Inc surged more than 10% on Wednesday after Japan's top brokerage announced a $1.4 billion buyback a day earlier.
TOKYO Japan on Friday named six investment banks to lead manage a mammoth sale of shares in Japan Post Holdings, leaving out top-ranked Nomura Holdings days after it was disciplined over an information leak.
* Gov't expected to raise 1.2 trln yen in share sale (Adds government comment)