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Hong Kong Exchanges and Clearing Ltd (0388.HK)

0388.HK on Hong Kong Stock

252.00HKD
11:29am IST
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Summary

Name Age Since Current Position

May-Lung Cha

69 2018 Non-Executive Independent Chairman of the Board

Xiaojia Li

57 2010 Chief Executive, Executive Director

John Killian

51 2017 Group Chief Financial Officer

Matthew Chamberlain

37 2017 Chief Executive - The London Metal Exchange

Adrian Farnham

54 2016 Chief Executive, LME Clear

Chi Kin Tai

56 2019 Chief Operating Officer, Head - Markets, Head - Clearing

Chung Kwong Leung

55 2017 Deputy Group Chief Information Officer and Chief Technology Officer

Roland Chai

46 2018 Group Risk Officer

Ferheen Mahomed

53 2017 Group General Counsel

Yee Wah Chau

56 2016 Group Head - Human Resource

Victoria Cowley

45 2018 Group Chief Communications Officer

David Graham

60 2013 Chief Regulatory Officer, Head - Listing

Romnesh Lamba

55 2016 Co-Head - Global Market Development

Gang Li

53 2016 Co-head - Market Development

Zhirong Mao

55 2016 Head - Mainland Development

Kam Shing Mau

60 2000 Group Company Secretary and Head - Secretarial Services

Apurv Bagri

59 2016 Independent Non-Executive Director

Tze-Ching Chan

62 2009 Independent Non-Executive Director

Cheng Hye Cheah

65 2017 Independent Non-Executive Director

Yuen Mei Fung

58 2016 Independent Non-Executive Director

Rafael Gil-Tienda

66 2016 Independent Non-Executive Director

Zuliu Hu

55 2014 Independent Non-Executive Director

Pi Cheng Hung

54 2018 Independent Non-Executive Director

Pak Hon Leung

50 2017 Independent Non-Executive Director

May Yee Leung Ko

66 2013 Independent Non-Executive Director

John McCulloch

60 2008 Independent Non-Executive Director

Kin Wah Yiu

58 2017 Independent Non-Executive Director

Biographies

Name Description

May-Lung Cha

Madam Cha May-Lung GBS serves as Non-Executive Independent Chairman of the Board of Hong Kong Exchanges and Clearing Ltd. She has been Non-Executive Director of Bank of Communications Co Ltd since 2006, Baoshan Iron & Steel Co Ltd (listed on the Shanghai Stock Exchange) since 2006, China Telecom Corporation Limited since 2008, Johnson Electric Holdings Limited since 2004, Marsh & McLennan Companies, Inc (listed on the New York, Chicago and London stock exchanges), member of International Advisory Board since 2007, Tata Consultancy Services Limited (listed on the National Stock Exchange of India and the Bombay Stock Exchange) since 2006, The Hongkong and Shanghai Banking Corporation Limited since 2004and Non-Executive Deputy Chairman since 2007. She holds Bachelor of Arts from University of Wisconsin, USA, Juris Doctor from Santa Clara University, USA and State Bar of California (USA).

Xiaojia Li

Mr. Li Xiaojia is Chief Executive and Executive Director of Hong Kong Exchanges and Clearing Limited., since January 16, 2010. His Other office includes China Entrepreneurs Forum – director (2005~). Past offices: Brown & Wood, New York – associate (1993-1994) Davis Polk & Wardwell, New York – associate (1991-1993) JP Morgan China – chairman (2003-2009) Merrill Lynch China (1994-2003: president (1999-2003)) Public service Consulting Committee of Qianhai Shenzhen-Hong Kong Modern Service Industry Cooperation Zone of Shenzhen – member (2012~) Qualifications Bachelor of Arts (English Literature) (Xiamen University, China) Master of Arts (Journalism) (University of Alabama, US) Juris Doctor (Columbia University, US).

John Killian

Mr. John Patrick Killian is appointed as Group Chief Financial Officer of the company effective 13 December 2017. He has over 25 years of experience in the financial services industry. Prior to joining HKEX, he worked for Goldman Sachs in Hong Kong for 7 years, and his most recent role was the Controller of Asia Pacific. He had also held various senior financial positions with Deutsche Bank AG/Bankers Trust Co. from 1995 to 2010. He holds a Bachelor of Science Degree in Accounting from Marist College and an Executive Master of Business Administration Degree from Columbia University, both in the United States of America.

Matthew Chamberlain

Mr. Matthew James Chamberlain is Chief Executive - The London Metal Exchange, subsidiary of the Company. His Past offices: LME – chief operating officer (2016-2017), head of Business Development (2013-2016) and head of Strategy and Implementation (2012-2013) UBS – head of European financial technology coverage (2010-2012) Perella Weinberg Partners – founding member of the financial institutions coverage team (2006-2010) Citibank – analyst of financial institutions group (2004-2006). Qualifications: Master of Arts (Computer Science) (Trinity College, University of Cambridge, UK).

Adrian Farnham

Mr. Adrian John Winston Farnham serves as Chief Executive, LME Clear of the Company. Other positions held with the Group LME – member of Charity Committee and Executive Committee LME Clear – chairman of Executive Committee Past offices LME Clear – chief operating officer (2013-2015) Turquoise Global Holdings Limited – chief executive officer (2010-2012) and chief operating officer (2007-2009) Morgan Stanley – executive director of operations and several senior positions in audit, finance and operations (1994-2007) Qualifications Bachelor of Science (Management Sciences) (London School of Economics, UK) Associate (Institute of Chartered Accountants in England & Wales).

Chi Kin Tai

Mr. Tai Chi Kin, is Chief Operating Officer, Head - Markets, Head - Clearing of the Company. He joined HKFE in 1998 and has been HKEX’s Head of Clearing since January 2016. He is also the Chief Executive of Hong Kong Securities Clearing Company Limited and OTC Clearing Hong Kong Limited. As the Head of Clearing, Mr Tai is responsible for the clearing functions of HKEX in Hong Kong. Mr Tai holds a Bachelor degree in Social Sciences from The University of Hong Kong.

Chung Kwong Leung

Mr. Leung (Richard) Chung Kwong is Deputy Group Chief Information Officer and Chief Technology Officer of Hong Kong Exchanges and Clearing Limited. He has experience in Chi-X Global – chief technology officer (2008-2011) Cicada Corporation – chief technology officer (1999-2008) and Telerate Inc – regional technical development manager, Asia Pacific (1985-1999). He holds a Master of Science (E-Commerce) (The Hong Kong Polytechnic University).

Roland Chai

Mr. Roland Paul Chai is Group Risk Officer of the Company. He has Bachelor of Arts and Bachelor of Law (The University of Sydney, Australia).

Ferheen Mahomed

Ms. Ferheen Mahomed serves as Group General Counsel of the Company. Her Past offices includes Pacific Century Group – executive vice president of business development (2014-2017) CLSA Limited – group general counsel (2010-2014) Societe Generale – general counsel for Asia Pacific (1997-2010). Her Qualifications: Bachelor of Laws (The University of Hong Kong) Bachelor of Civil Law (St John’s College, The University of Oxford, UK) Solicitor (Hong Kong, and England & Wales).

Yee Wah Chau

Ms. Chau Yee Wah serves as Group Head - Human Resource of the Company. Her Past offices: Goldman Sachs (Asia) LLC (1996-2015 and 1993-1994: co-head of human capital management, Asia Pacific (2014-2015) and managing director (2007-2015); and executive director, investment banking (1993-1994)) JP Morgan – vice president, investment banking (1994-1996). Qualifications: Diploma in Business Studies (The Hong Kong Polytechnic University).

Victoria Cowley

Ms. Victoria Robyn Cowley is Group Chief Communications Officer of the Company with effective September 2018. She has Bachelor of Science (Economics) (Loughborough University, UK).

David Graham

Mr. David Graham serves was Chief Regulatory Officer and Head - Listing of Hong Kong Exchanges And Clearing Limited., effective 12 december 2019. His Past offices: Nomura – global head of legal and general counsel, wholesale division (2011-2013) UBS (2004-2011: global/co-global general counsel (UBS Investment Bank) (2008-2011), group general counsel (Europe, Middle East and Africa) (2009-2011), and general counsel (Asia Pacific) (2004-2008). Morgan Stanley – general counsel, Asia ex-Japan (2001-2004) Freshfields Bruckhaus Deringer LLP (1982-2001: partner (1991-2001). Public service: SFC – member of Advisory Committee (2013~) Standing Committee on Company Law Reform – member (2013~). Qualifications: Master of Arts (Jurisprudence) (The University of Oxford, UK) Solicitor (Hong Kong, and England & Wales).

Romnesh Lamba

Mr. Romnesh Lamba serves as Co-Head - Global Market Development of Hong Kong Exchanges and Clearing Limited. His Past offices: HKFE – chief executive (2013-2016) SEHK – chief executive (2013-2016) HKEX – Co-head of Global Markets (2013-2015) and Head of Market Development (2010-2013) JP Morgan (Hong Kong) – senior adviser, Asia ex-Japan corporate finance and capital markets business (2008-2010) Merrill Lynch (Asia Pacific) (2000-2008: managing director, investment banking, and chief operating officer of China origination business (2006-2008), and head of Asia energy and power team (2003-2006)) Indosuez WI Carr Securities (Hong Kong) – head of equity capital markets and director, investment banking (1997-2000). Qualifications: Bachelor of Science in Economics (Magna Cum Laude) and Master of Business Administration (Distinction) (The Wharton School, University of Pennsylvania, US).

Gang Li

Mr. Li Gang is Co-head - Market Development of the Company. Past offices HKEX – Co-head of Mainland (2015) and Senior Adviser (2013-2015) Shanghai Billionton Metal – chief executive officer (2004-2012) Qualifications Bachelor of Science (Earth and Space Sciences) (University of Science and Technology of China, China).

Zhirong Mao

Mr. Mao Zhirong serves as Head - Mainland Development of the Company. His Past offices: HKEX – Head of Mainland Affairs (2016), Co-head of Mainland (2015) and Head of Mainland Development (2013-2015) Shenzhen Stock Exchange – several senior positions including director of strategy and international affairs, director of financial innovation lab and head of derivative product task force, and deputy director at member supervision department (2001-2013) WellPoint Inc – various professional and managerial positions across functions including information technology, product development and risk management (1993-2001). Qualifications: Bachelor of Arts (Economics) (Fudan University, China) Master of Arts (Economics) and Doctor of Philosophy (International Affairs) (University of California, San Diego, US).

Kam Shing Mau

Mr. Mau (Joseph) Kam Shing serves as Group Company Secretary and Head - Secretarial Services of Hong Kong Exchanges and Clearing Ltd. since June 2000. His Past offices: Hysan Development Company Limited – company secretary (1988-2000). Qualifications: Master of Science (Business Administration) (The University of Bath, UK) Master of Laws in Corporate and Financial Laws (The University of Hong Kong) Associate (HKICPA) Fellow (The Hong Kong Institute of Chartered Secretaries, The Institute of Chartered Secretaries and Administrators, Association of Chartered Certified Accountants, and The Institute of Chartered Accountants in England & Wales).

Apurv Bagri

Mr. Apurv Bagri serves as Independent Non-Executive Director of the Company. His other major offices : International Wrought Copper Council – director (2013~) Metdist Group of Companies, London – president and chief executive officer (1980~). Public service : Crown Estate Paving Commission, England – commissioner (1996~) Dubai Financial Services Authority – director (2004~) Higher Education Funding Council for England – board member (2014~) London Business School – chairman of governing body (2014~) Royal Parks Board, England – chairman (2008~) His Qualifications includes Bachelor of Science in Business Administration (Cass Business School, City University London, UK) Doctor of Science (Honoris Cause) (City University London, UK).

Tze-Ching Chan

Mr. Chan Tze-Ching, CPA, BBS, JP, serves as Independent Non-Executive Director of Hong Kong Exchanges and Clearing Limited., since April 23, 2009. His Other offices: AFFIN Holdings Berhad (listed on Bursa Malaysia) – non-executive director (2013~) CVC Capital Partners Limited – senior adviser (2010~) Mongolian Mining Corporation – independent non-executive director (2010~) Rizal Commercial Banking Corporation (listed on the Philippine Stock Exchange) – non-executive director (2011~) The Bank of East Asia Limited – senior adviser (2009~). Past offices: Bank of China (Hong Kong) Limited – deputy chief executive (2008) Citigroup (1980-2007: Citigroup country officer for Hong Kong and head of corporate and investment banking business for Greater China (2005-2007), chief operating officer for Greater China (2004-2005), and Citigroup country officer for Taiwan (2003-2005)), Larry Jewelry International Company Limited – independent non-executive director (2012-2014). Public service: Financial Reporting Council – member (2014~), Hong Kong Tourism Board – member (2013~), Investor Education Centre (established by the SFC), – member of Executive Committee (2012~), Standing Commission on Civil Service Salaries and Conditions of Service – member (2014~), Standing Committee on Judicial Salaries and Conditions of Services – member (2017~), The Hong Kong Polytechnic University – chairman of council (2016~). Qualifications: Bachelor of Business Administration and Master of Business Administration (University of Hawaii, US) Certified Public Accountant (American Institute of Certified Public Accountants).

Cheng Hye Cheah

Mr. Cheah Cheng Hye is an Independent Non-Executive Director of the Company. He holds Honorary Fellow (The Hong Kong University of Science and Technology). He is with Value Partners Group – chairman (2000), executive director (1993) and co-chief investment officer (2010), Morgan Grenfell Group, Hong Kong – executive director, head of research and proprietary trader (1989-1993),The Asian Wall Street Journal, Far Eastern Economic Review, Asiaweek, Hong Kong Standard and The Star (Malaysia) – editor and financial journalist (1971-1989), Financial Services Development Council – member (2015~) and member of New Business Committee (2013).

Yuen Mei Fung

Ms. Fung Yuen Mei serves as Independent Non-Executive Director of the Company. Her Other major offices: China Construction Bank Corporation – independent non-executive director (2016~) 1 Hang Lung Properties Limited * – independent non-executive director (2015~) Past offices: Bank of Communications Co Ltd – non-executive director (2010-2015) Hang Seng Bank Limited – non-executive director (2011-2014) HSBC Holdings plc – group general manager (2008-2015) The Hongkong and Shanghai Banking Corporation Limited (1996-2015: chief executive officer Hong Kong (2011-2015), head of global banking and markets, Asia Pacific (2010-2011), and treasurer and head of global markets, Asia Pacific (2005-2010)) Public service: Airport Authority Hong Kong – independent non-executive member of the board (2010~) Hong Kong Housing Authority – non-official member (2012~) Hong Kong Monetary Authority – member of Financial Infrastructure Sub-Committee of the Exchange Fund Advisory Committee (2011~) Museum Advisory Committee – member (2016~) The Hong Kong Mortgage Corporation Limited – director (2016~) West Kowloon Cultural District Authority – board member (2016~) Qualifications: Bachelor of Social Science (The University of Hong Kong) Master of Applied Finance (Macquarie University, Australia).

Rafael Gil-Tienda

Mr. Rafael Gil-Tienda serves as Independent Non-Executive Director of the Company. His Other major offices: Oliver Wyman – chairman of Asia Pacific region (2012~). Past offices: Citibank (1977-1998: country manager of Citibank for Spain (1992-1998), for Malaysia (1988-1992) and for China (1984-1988)) Marsh & McLennan Companies – chairman of Asia Pacific region (2003-2011) Standard Chartered Bank (1998-2003: head of Asian wholesale banking business (2001-2003), and head of corporate and institutional banking business, Greater China (1998-2001)). Qualifications: Bachelor of Arts (Philosophy, Politics and Economics) (University of Oxford, UK) Master of Business Administration (University of California, Berkeley, US).

Zuliu Hu

Dr. Hu Zuliu serves as Independent Non-Executive Director of the Company. His Other major offices: Dalian Wanda Commercial Properties Co Ltd (formerly listed on the Stock Exchange) – independent non-executive director (2014~) Hang Seng Bank Limited – independent non-executive director (2011~) Lloyd’s – council member (2014~) Primavera Capital Limited – founder and chairman (2011~) Tsinghua University – professor and co-director of National Center for Economic Research (1996~) Yum China Holdings, Inc (listed on the New York Stock Exchange) – non-executive chairman (2016~). Past offices: Goldman Sachs Group Inc (1997-2010: chairman of Greater China (2008-2010) and managing director (2000-2010)) Great Wall Pan Asia Holdings Limited – independent non-executive director (2010-2016) International Monetary Fund, Washington DC – economist (1991-1996) Shanghai Pudong Development Bank Co Ltd (listed on the Shanghai Stock Exchange) – external supervisor (2008-2016). Qualifications: Master and Doctor of Philosophy (Economics) (Harvard University, US) Master of Science (Engineering Science) (Tsinghua University, China).

Pi Cheng Hung

Mr. Hung Pi Cheng, Benjamin has been appointed as an Independent Non-Executive Director of the company effective the conclusion of the 2018 AGM. He holds Bachelor of Arts (Business Administration) (University of Washington, US) and Master of Business Administration (University of Toronto, Canada). He has been HKEX – member of Risk Management Committee (statutory) (2008-2010 and 2014). Standard Chartered Bank (Hong Kong) Limited (1992-2015: chief executive officer, Greater China (2014-2015) and chief executive officer and executive director, Hong Kong (2008-2014)).

Pak Hon Leung

Mr. Leung Pak Hon serves as an Independent Non-Executive Director of the Company. Mr. Leung was a director of a company now known as BNP Paribas Securities (Asia) Limited (“BPSAL”) during the period from January 2001 to June 2012. In November 2012, Mr Leung was re-appointed as a director of BPSAL, and has held this position since then. He was head of global markets, Hong Kong (2015) of BNP Paribas, chief executive officer of BNP Paribas Securities (Asia) Limited. head of global equities and commodity derivatives, Greater China (2013-2015) of BNP Paribas.BNP Paribas Securities (Asia) Limited – deputy chief executive officer (2012-2015), head of equity syndicate and corporate equity (2010-2012), head of equity brokerage (2007-2010), head of Asia (ex-Greater China) Product (2004-2007), product sales head for Taiwan (2003-2004) and deputy managing director (2000-2003). He holds Bachelor of Arts (Economics) (Simon Fraser University, Canada).

May Yee Leung Ko

Mrs. Leung Ko May Yee, SBS, JP, serves as Independent Non-Executive Director of Hong Kong Exchanges and Clearing Limited., since April 24, 2013. Her Chong Hing Bank Limited * – deputy chairman, executive director and managing director (2014~), and chief executive (2016~) First Pacific Company Limited * – independent non-executive director (2012~) Li & Fung Limited – independent non-executive director (2013~) QBE Insurance Group Limited (listed on the Australian Securities Exchange) – independent non-executive director (2013~) Sun Hung Kai Properties Limited * – independent non-executive director (2013~) The Hong Kong Jockey Club – steward (2014~) Yuexiu Financial Holdings Limited – vice-chairman, executive director and chief executive (2014~). Past offices: China Construction Bank Corporation – independent non-executive director (2013-2016) Hang Seng Bank Limited – vice-chairman and chief executive (2009-2012) HSBC Group – global co-head, commercial banking (2003-2009) HSBC Holdings plc – group general manager (2005-2012) Wells Fargo HSBC Trade Bank, NA – director (2007-2010). Public service: Steering Committee on Strategic Review on Healthcare Manpower Planning and Professional Development – member (2012~) The Guangzhou Municipal Committee of the Chinese People’s Political Consultative Conference – member (2008~) The Henan Provincial Committee of the Chinese People’s Political Consultative Conference – member of Standing Committee (2009~) The National Committee of the Chinese People’s Political Consultative Conference – member (2013~) Qualifications: Bachelor in Economics, Accounting and Business Administration (The University of Hong Kong).

John McCulloch

Mr. John Mackay McCulloch serves as Independent Non-Executive Director of Hong Kong Exchanges and Clearing Limited., since June 18, 2008. His other offices include: SAIL Advisors Limited – chief executive officer (2011~) Search Investment Group Limited – senior managing director (2012~) and chief financial officer (2007~). Past offices: HKEX – member of Clearing Consultative Panel (2000-2007) Morgan Stanley Dean Witter Asia Limited – managing director, and head of infrastructure and operational risk (1998-2007) NatWest Investment Services, London – managing director (1992-1994) NatWest Securities Asia Holdings Limited – chief operating officer (1994-1998) Search Investment Group Limited – managing director (2007-2011)> Qualifications: Bachelor of Arts (Accountancy & Computer Science) (Heriot-Watt University, UK) Chartered Accountant (The Institute of Chartered Accountants of Scotland) Fellow (Chartered Institute for Securities and Investment, UK) Senior Fellow (Hong Kong Securities and Investment Institute).

Kin Wah Yiu

Mr. Yiu Kin Wah is an Independent Non-Executive Director of the Company. He is independent non-executive director of China Mobile Limited. He holds Professional Diploma in Accountancy (The Hong Kong Polytechnic University), Master in Business Administration (Warwick University, United Kingdom), Fellow (Association of Chartered Certified Accountants and Hong Kong Institute of Certified Public Accountants), Associate (The Institute of Chartered Accountants in England & Wales). In KPMG China (including Hong Kong) (1983-2015: he was chairman and chief executive officer (2011-2015), deputy chairman (2010-2011), audit partner-in-charge (2007-2010), and partner (1994-2015)).

Basic Compensation

Name Fiscal Year Total

May-Lung Cha

--

Xiaojia Li

28,968,800

John Killian

8,208,620

Matthew Chamberlain

8,675,130

Adrian Farnham

6,679,410

Chi Kin Tai

9,690,010

Chung Kwong Leung

8,359,360

Roland Chai

6,982,560

Ferheen Mahomed

9,230,470

Yee Wah Chau

7,305,510

Victoria Cowley

2,355,700

David Graham

12,754,100

Romnesh Lamba

11,674,600

Gang Li

9,514,180

Zhirong Mao

6,941,080

Kam Shing Mau

--

Apurv Bagri

793,000

Tze-Ching Chan

961,000

Cheng Hye Cheah

816,000

Yuen Mei Fung

1,102,000

Rafael Gil-Tienda

1,259,000

Zuliu Hu

1,018,000

Pi Cheng Hung

--

Pak Hon Leung

723,000

May Yee Leung Ko

961,000

John McCulloch

1,051,000

Kin Wah Yiu

1,786,000
As Of  31 Dec 2018