Edition:
India

Hong Kong Exchanges and Clearing Ltd (0388.HK)

0388.HK on Hong Kong Stock

370.60HKD
9 Jul 2020
Change (% chg)

-- (--)
Prev Close
HK$370.60
Open
--
Day's High
--
Day's Low
--
Volume
--
Avg. Vol
7,275,141
52-wk High
HK$371.00
52-wk Low
HK$206.00

Summary

Name Age Since Current Position

May-Lung Cha

70 2018 Non-Executive Independent Chairman of the Board

Chi Kin Tai

57 2019 Co-President, Chief Operating Officer

Romnesh Lamba

56 2019 Co-President

Xiaojia Li

58 2010 Chief Executive, Executive Director

Bik Yun Lau

47 2020 Group Chief Financial Officer

Matthew Chamberlain

38 2017 Chief Executive - The London Metal Exchange

Adrian Farnham

54 2016 Chief Executive, LME Clear

Chung Kwong Leung

55 2019 Chief Technology Officer

John Killian

51 2020 Group Risk Officer

Ferheen Mahomed

53 2017 Group General Counsel

Yee Wah Chau

56 2016 Group Head - Human Resource

Yiting Bonnie

50 2020 Head of Listing

Victoria Cowley

45 2018 Group Chief Communications Officer

Gang Li

53 2019 Head of Market Development

Zhirong Mao

55 2016 Head - Mainland Development

Ying Ying So

50 2020 Head - Post Trade

Yiu Wilfred

50 2019 Head of Markets

Yat Hung Fu

55 2020 Company Secretary

Mo Fong Chow Woo

66 2020 Director

Apurv Bagri

60 2016 Independent Non-Executive Director

Tze Ching Chan

63 2009 Independent Non-Executive Director

Cheng Hye Cheah

66 2017 Independent Non-Executive Director

Yuen Mei Fung

59 2016 Independent Non-Executive Director

Rafael Gil-Tienda

67 2016 Independent Non-Executive Director

Zuliu Hu

57 2014 Independent Non-Executive Director

Pi Cheng Hung

55 2018 Independent Non-Executive Director

Pak Hon Leung

51 2017 Independent Non-Executive Director

John McCulloch

61 2008 Independent Non-Executive Director

Kin Wah Yiu

59 2017 Independent Non-Executive Director

Biographies

Name Description

May-Lung Cha

Mme. May-Lung Cha serves as Non-Executive Independent Chairman of the Board of the Company. She has been Non-Executive Director of Bank of Communications Co Ltd since 2006, Baoshan Iron & Steel Co Ltd (listed on the Shanghai Stock Exchange) since 2006, China Telecom Corporation Limited since 2008, Johnson Electric Holdings Limited since 2004, Marsh & McLennan Companies, Inc (listed on the New York, Chicago and London stock exchanges), member of International Advisory Board since 2007, Tata Consultancy Services Limited (listed on the National Stock Exchange of India and the Bombay Stock Exchange) since 2006, The Hongkong and Shanghai Banking Corporation Limited since 2004and Non-Executive Deputy Chairman since 2007. She holds Bachelor of Arts from University of Wisconsin, USA, Juris Doctor from Santa Clara University, USA and State Bar of California (USA).

Chi Kin Tai

Mr. Chi Kin Tai serves as Co-President, Chief Operating Officer of the Company. Head of Clearing (2016-2019), Joint Chief Operating Officer (2017-2018), Head of Global Clearing (Asia) (2014-2015), Co-head of Equities and FIC Business (2013-2014), Head of Trading Division (2010-2013), and Head of Derivatives Market Development and Operations (2003-2010) head of products (1998-2000). Various positions in general banking and treasury (1984-1994) Public

Romnesh Lamba

Mr. Romnesh Lamba serves as Co-President of the Company. His Past offices: HKFE – chief executive (2013-2016) SEHK – chief executive (2013-2016) HKEX – Co-head of Global Markets (2013-2015) and Head of Market Development (2010-2013) JP Morgan (Hong Kong) – senior adviser, Asia ex-Japan corporate finance and capital markets business (2008-2010) Merrill Lynch (Asia Pacific) (2000-2008: managing director, investment banking, and chief operating officer of China origination business (2006-2008), and head of Asia energy and power team (2003-2006)) Indosuez WI Carr Securities (Hong Kong) – head of equity capital markets and director, investment banking (1997-2000). Qualifications: Bachelor of Science in Economics (Magna Cum Laude) and Master of Business Administration (Distinction) (The Wharton School, University of Pennsylvania, US).

Xiaojia Li

Mr. Xiaojia (Charles) Li serves as Chief Executive, Executive Director of the Company., since January 16, 2010. His Other office includes China Entrepreneurs Forum – director (2005~). Past offices: Brown & Wood, New York – associate (1993-1994) Davis Polk & Wardwell, New York – associate (1991-1993) JP Morgan China – chairman (2003-2009) Merrill Lynch China (1994-2003: president (1999-2003)) Public service Consulting Committee of Qianhai Shenzhen-Hong Kong Modern Service Industry Cooperation Zone of Shenzhen – member (2012~) Qualifications Bachelor of Arts (English Literature) (Xiamen University, China) Master of Arts (Journalism) (University of Alabama, US) Juris Doctor (Columbia University, US).

Bik Yun Lau

Ms. Bik Yun Lau serves as Group Chief Financial Officer of the Company. She has over 25 years’ experience in the financial services industry. She joined HKEX in October 2015 and her most recent role was as Hong Kong Chief Financial Officer. Prior to joining HKEX, she held various senior financial positions with Sanford C. Bernstein (Hong Kong) Limited from 2011 to 2015, and Alcoa Inc. from 2007 to 2011. Ms Lau holds a Bachelor of Arts (honours) degree and a Master of Arts degree, both in Mathematics and Computation, from the University of Oxford, United Kingdom and a Chartered Accountant qualification from The Institute of Chartered Accountants in England and Wales

Matthew Chamberlain

Mr. Matthew James Chamberlain serves as Chief Executive - The London Metal Exchange of the Company. His Past offices: LME – chief operating officer (2016-2017), head of Business Development (2013-2016) and head of Strategy and Implementation (2012-2013) UBS – head of European financial technology coverage (2010-2012) Perella Weinberg Partners – founding member of the financial institutions coverage team (2006-2010) Citibank – analyst of financial institutions group (2004-2006). Qualifications: Master of Arts (Computer Science) (Trinity College, University of Cambridge, UK).

Adrian Farnham

Mr. Adrian John Winston Farnham serves as Chief Executive, LME Clear of the Company. Other positions held with the Group LME – member of Charity Committee and Executive Committee LME Clear – chairman of Executive Committee Past offices LME Clear – chief operating officer (2013-2015) Turquoise Global Holdings Limited – chief executive officer (2010-2012) and chief operating officer (2007-2009) Morgan Stanley – executive director of operations and several senior positions in audit, finance and operations (1994-2007) Qualifications Bachelor of Science (Management Sciences) (London School of Economics, UK) Associate (Institute of Chartered Accountants in England & Wales).

Chung Kwong Leung

Mr. Chung Kwong Leung serves as Chief Technology Officer of the Company. He has experience in Chi-X Global – chief technology officer (2008-2011) Cicada Corporation – chief technology officer (1999-2008) and Telerate Inc – regional technical development manager, Asia Pacific (1985-1999). He holds a Master of Science (E-Commerce) (The Hong Kong Polytechnic University).

John Killian

Mr. John Patrick Killian serves as Group Risk Officer of the Company. He has over 25 years of experience in the financial services industry. Prior to joining HKEX, he worked for Goldman Sachs in Hong Kong for 7 years, and his most recent role was the Controller of Asia Pacific. He had also held various senior financial positions with Deutsche Bank AG/Bankers Trust Co. from 1995 to 2010. He holds a Bachelor of Science Degree in Accounting from Marist College and an Executive Master of Business Administration Degree from Columbia University, both in the United States of America.

Ferheen Mahomed

Ms. Ferheen Mahomed serves as Group General Counsel of the Company. Her Past offices includes Pacific Century Group – executive vice president of business development (2014-2017) CLSA Limited – group general counsel (2010-2014) Societe Generale – general counsel for Asia Pacific (1997-2010). Her Qualifications: Bachelor of Laws (The University of Hong Kong) Bachelor of Civil Law (St John’s College, The University of Oxford, UK) Solicitor (Hong Kong, and England & Wales).

Yee Wah Chau

Ms. Chau (Eva) Yee Wah serves as Group Head - Human Resource of the Company. Her Past offices: Goldman Sachs (Asia) LLC (1996-2015 and 1993-1994: co-head of human capital management, Asia Pacific (2014-2015) and managing director (2007-2015); and executive director, investment banking (1993-1994)) JP Morgan – vice president, investment banking (1994-1996). Qualifications: Diploma in Business Studies (The Hong Kong Polytechnic University).

Yiting Bonnie

Ms. Yiting Bonnie serves as Head of Listing of the Company. She has over 25 years of experience in the legal and financial services. She was a partner of Davis Polk & Wardwell LLP from 2010 to 2019, and served as the Head of IPO Transactions Department of the Listing Division of HKEX from 2007 to 2010. Ms Chan served as a council member of the Financial Services Development Council between 2015 and 2018, and was appointed to its Board of Directors in January 2019. She also has been a member of the Board of Inland Revenue of the Government of the Hong Kong Special Administrative Region since 2017. She holds a Master of Laws degree from Harvard Law School and a Bachelor of Laws degree from the University of Hong Kong.

Victoria Cowley

Ms. Victoria Robyn Cowley serves as Group Chief Communications Officer of the Company. She has Bachelor of Science (Economics) (Loughborough University, UK).

Gang Li

Mr. Gang Li serves as Head of Market Development of the Company. Past offices HKEX – Co-head of Mainland (2015) and Senior Adviser (2013-2015) Shanghai Billionton Metal – chief executive officer (2004-2012) Qualifications Bachelor of Science (Earth and Space Sciences) (University of Science and Technology of China, China).

Zhirong Mao

Mr. Zhirong Mao serves as Head - Mainland Development of the Company. His Past offices: HKEX – Head of Mainland Affairs (2016), Co-head of Mainland (2015) and Head of Mainland Development (2013-2015) Shenzhen Stock Exchange – several senior positions including director of strategy and international affairs, director of financial innovation lab and head of derivative product task force, and deputy director at member supervision department (2001-2013) WellPoint Inc – various professional and managerial positions across functions including information technology, product development and risk management (1993-2001). Qualifications: Bachelor of Arts (Economics) (Fudan University, China) Master of Arts (Economics) and Doctor of Philosophy (International Affairs) (University of California, San Diego, US).

Ying Ying So

Ms. Ying Ying So serves as Head - Post Trade of the Company. She has over 23 years experience in managing sizeable operations teams within international financial institutions in Hong Kong, Mainland China and the US, including at Goldman Sachs. She joins HKEX from Allianz Global Investors. Prior to this, she was Chief Operating Officer for the Principal Investment Division at Sun Hung Kai & Co. Limited. Ms So holds a Bachelor of Business Administration degree in Finance from Baruch College, The City University of New York, USA.

Yiu Wilfred

Mr. Yiu Wilfred serves as Head of Markets of the Company. Qian Kun Futures Co Ltd – chairman (2012-2019) Beijing Gao Hua Securities Company Limited – deputy chief executive officer and chief operating officer (2010-2019) Goldman Sachs (Hong Kong) (2000-2010): managing director, fixed income, currency and commodities (2007-2010) Credit Suisse First Boston (New York) – assistant vice president (1994-1999)

Yat Hung Fu

Mr. Fu Yat Hung serves as Company Secretary of the Company. He was the Company Secretary of John Swire & Sons (H.K.) Limited, Swire Pacific Limited, Swire Properties Limited and Cathay Pacific Airways Limited. Mr Fu joined the Swire Group as a group management trainee in 1988 and worked with the group in Hong Kong and Beijing. Mr Fu is currently the President of The Hong Kong Institute of Chartered Secretaries, a member of the Takeovers and Mergers Panel and the Takeovers Appeal Committee of the Securities and Futures Commission of Hong Kong, and a member of the Standing Committee on Company Law Reform. He has been the Honorary Secretary of The Oxford and Cambridge Society of Hong Kong since 1999. Mr Fu graduated from the University of Oxford in 1988 with a Bachelor of Arts (First Class Honours) degree in Engineering, Economics and Management and obtained a Master of Arts degree from the University of Oxford in 1991.

Mo Fong Chow Woo

Mrs. Chow Woo Mo Fong serves as Director of the Company. The other major offices • CK Hutchison Holdings Limited * – non-executive director (2017~) • HK Electric Investments Manager Limited (trustee-manager of HK Electric Investments *) and HK Electric Investments Limited * – alternate director (2014~) • CK Infrastructure Holdings Limited * – alternate director (2006~) • Hutchison Telecommunications (Australia) Limited (listed on the Australian Securities Exchange) – non-executive director (2019~) Past offices • CK Hutchison Holdings Limited * – senior advisor (2016), and executive director and group deputy managing director (2015-2016) • Hutchison Whampoa Limited (formerly listed on The Stock Exchange of Hong Kong Limited (“Stock Exchange”)) – director (2015-2016), deputy group managing director (1998-2015), and executive director (1993-2015) • Woo Kwan Lee & Lo – partner (1985-1993) Qualifications • Bachelor of Science (Business Administration) (The University of Bath, UK) • Solicitor (Hong Kong, and England & Wales).

Apurv Bagri

Mr. Apurv Bagri serves as Independent Non-Executive Director of the Company. His other major offices : International Wrought Copper Council – director (2013~) Metdist Group of Companies, London – president and chief executive officer (1980~). Public service : Crown Estate Paving Commission, England – commissioner (1996~) Dubai Financial Services Authority – director (2004~) Higher Education Funding Council for England – board member (2014~) London Business School – chairman of governing body (2014~) Royal Parks Board, England – chairman (2008~) His Qualifications includes Bachelor of Science in Business Administration (Cass Business School, City University London, UK) Doctor of Science (Honoris Cause) (City University London, UK).

Tze Ching Chan

Mr. Chan Tze Ching serves as Independent Non-Executive Director of the Company. His Other offices: AFFIN Holdings Berhad (listed on Bursa Malaysia) – non-executive director (2013~) CVC Capital Partners Limited – senior adviser (2010~) Mongolian Mining Corporation – independent non-executive director (2010~) Rizal Commercial Banking Corporation (listed on the Philippine Stock Exchange) – non-executive director (2011~) The Bank of East Asia Limited – senior adviser (2009~). Past offices: Bank of China (Hong Kong) Limited – deputy chief executive (2008) Citigroup (1980-2007: Citigroup country officer for Hong Kong and head of corporate and investment banking business for Greater China (2005-2007), chief operating officer for Greater China (2004-2005), and Citigroup country officer for Taiwan (2003-2005)), Larry Jewelry International Company Limited – independent non-executive director (2012-2014). Public service: Financial Reporting Council – member (2014~), Hong Kong Tourism Board – member (2013~), Investor Education Centre (established by the SFC), – member of Executive Committee (2012~), Standing Commission on Civil Service Salaries and Conditions of Service – member (2014~), Standing Committee on Judicial Salaries and Conditions of Services – member (2017~), The Hong Kong Polytechnic University – chairman of council (2016~). Qualifications: Bachelor of Business Administration and Master of Business Administration (University of Hawaii, US) Certified Public Accountant (American Institute of Certified Public Accountants).

Cheng Hye Cheah

Dato' Seri Cheah Cheng Hye serves as Independent Non-Executive Director of the Company. He holds Honorary Fellow (The Hong Kong University of Science and Technology). He is with Value Partners Group – chairman (2000), executive director (1993) and co-chief investment officer (2010), Morgan Grenfell Group, Hong Kong – executive director, head of research and proprietary trader (1989-1993),The Asian Wall Street Journal, Far Eastern Economic Review, Asiaweek, Hong Kong Standard and The Star (Malaysia) – editor and financial journalist (1971-1989), Financial Services Development Council – member (2015~) and member of New Business Committee (2013).

Yuen Mei Fung

Ms. Fung Yuen Mei serves as Independent Non-Executive Director of the Company. Her Other major offices: China Construction Bank Corporation – independent non-executive director (2016~) 1 Hang Lung Properties Limited * – independent non-executive director (2015~) Past offices: Bank of Communications Co Ltd – non-executive director (2010-2015) Hang Seng Bank Limited – non-executive director (2011-2014) HSBC Holdings plc – group general manager (2008-2015) The Hongkong and Shanghai Banking Corporation Limited (1996-2015: chief executive officer Hong Kong (2011-2015), head of global banking and markets, Asia Pacific (2010-2011), and treasurer and head of global markets, Asia Pacific (2005-2010)) Public service: Airport Authority Hong Kong – independent non-executive member of the board (2010~) Hong Kong Housing Authority – non-official member (2012~) Hong Kong Monetary Authority – member of Financial Infrastructure Sub-Committee of the Exchange Fund Advisory Committee (2011~) Museum Advisory Committee – member (2016~) The Hong Kong Mortgage Corporation Limited – director (2016~) West Kowloon Cultural District Authority – board member (2016~) Qualifications: Bachelor of Social Science (The University of Hong Kong) Master of Applied Finance (Macquarie University, Australia).

Rafael Gil-Tienda

Mr. Rafael Gil-Tienda serves as Independent Non-Executive Director of the Company. His Other major offices: Oliver Wyman – chairman of Asia Pacific region (2012~). Past offices: Citibank (1977-1998: country manager of Citibank for Spain (1992-1998), for Malaysia (1988-1992) and for China (1984-1988)) Marsh & McLennan Companies – chairman of Asia Pacific region (2003-2011) Standard Chartered Bank (1998-2003: head of Asian wholesale banking business (2001-2003), and head of corporate and institutional banking business, Greater China (1998-2001)). Qualifications: Bachelor of Arts (Philosophy, Politics and Economics) (University of Oxford, UK) Master of Business Administration (University of California, Berkeley, US).

Zuliu Hu

Dr. Hu Zuliu serves as Independent Non-Executive Director of the Company. His Other major offices: Dalian Wanda Commercial Properties Co Ltd (formerly listed on the Stock Exchange) – independent non-executive director (2014~) Hang Seng Bank Limited – independent non-executive director (2011~) Lloyd’s – council member (2014~) Primavera Capital Limited – founder and chairman (2011~) Tsinghua University – professor and co-director of National Center for Economic Research (1996~) Yum China Holdings, Inc (listed on the New York Stock Exchange) – non-executive chairman (2016~). Past offices: Goldman Sachs Group Inc (1997-2010: chairman of Greater China (2008-2010) and managing director (2000-2010)) Great Wall Pan Asia Holdings Limited – independent non-executive director (2010-2016) International Monetary Fund, Washington DC – economist (1991-1996) Shanghai Pudong Development Bank Co Ltd (listed on the Shanghai Stock Exchange) – external supervisor (2008-2016). Qualifications: Master and Doctor of Philosophy (Economics) (Harvard University, US) Master of Science (Engineering Science) (Tsinghua University, China).

Pi Cheng Hung

Mr. Hung Pi Cheng serves as Independent Non-Executive Director of the Company. He holds Bachelor of Arts (Business Administration) (University of Washington, US) and Master of Business Administration (University of Toronto, Canada). He has been HKEX – member of Risk Management Committee (statutory) (2008-2010 and 2014). Standard Chartered Bank (Hong Kong) Limited (1992-2015: chief executive officer, Greater China (2014-2015) and chief executive officer and executive director, Hong Kong (2008-2014)).

Pak Hon Leung

Mr. Leung Pak Hon serves as Independent Non-Executive Director of the Company. Mr. Leung was a director of a company now known as BNP Paribas Securities (Asia) Limited (“BPSAL”) during the period from January 2001 to June 2012. In November 2012, Mr Leung was re-appointed as a director of BPSAL, and has held this position since then. He was head of global markets, Hong Kong (2015) of BNP Paribas, chief executive officer of BNP Paribas Securities (Asia) Limited. head of global equities and commodity derivatives, Greater China (2013-2015) of BNP Paribas.BNP Paribas Securities (Asia) Limited – deputy chief executive officer (2012-2015), head of equity syndicate and corporate equity (2010-2012), head of equity brokerage (2007-2010), head of Asia (ex-Greater China) Product (2004-2007), product sales head for Taiwan (2003-2004) and deputy managing director (2000-2003). He holds Bachelor of Arts (Economics) (Simon Fraser University, Canada).

John McCulloch

Mr. John Mackay McCulloch serves as Independent Non-Executive Director of the Company. His other offices include: SAIL Advisors Limited – chief executive officer (2011~) Search Investment Group Limited – senior managing director (2012~) and chief financial officer (2007~). Past offices: HKEX – member of Clearing Consultative Panel (2000-2007) Morgan Stanley Dean Witter Asia Limited – managing director, and head of infrastructure and operational risk (1998-2007) NatWest Investment Services, London – managing director (1992-1994) NatWest Securities Asia Holdings Limited – chief operating officer (1994-1998) Search Investment Group Limited – managing director (2007-2011)> Qualifications: Bachelor of Arts (Accountancy & Computer Science) (Heriot-Watt University, UK) Chartered Accountant (The Institute of Chartered Accountants of Scotland) Fellow (Chartered Institute for Securities and Investment, UK) Senior Fellow (Hong Kong Securities and Investment Institute).

Kin Wah Yiu

Mr. Yiu Kin Wah serves as Independent Non-Executive Director of the Company. He is independent non-executive director of China Mobile Limited. He holds Professional Diploma in Accountancy (The Hong Kong Polytechnic University), Master in Business Administration (Warwick University, United Kingdom), Fellow (Association of Chartered Certified Accountants and Hong Kong Institute of Certified Public Accountants), Associate (The Institute of Chartered Accountants in England & Wales). In KPMG China (including Hong Kong) (1983-2015: he was chairman and chief executive officer (2011-2015), deputy chairman (2010-2011), audit partner-in-charge (2007-2010), and partner (1994-2015)).

Basic Compensation

Name Fiscal Year Total

May-Lung Cha

4,609,000

Chi Kin Tai

10,192,400

Romnesh Lamba

13,013,600

Xiaojia Li

26,843,400

Bik Yun Lau

7,290,620

Matthew Chamberlain

9,809,280

Adrian Farnham

6,679,410

Chung Kwong Leung

8,359,360

John Killian

8,208,620

Ferheen Mahomed

9,230,470

Yee Wah Chau

7,305,510

Yiting Bonnie

--

Victoria Cowley

2,355,700

Gang Li

9,514,180

Zhirong Mao

6,941,080

Ying Ying So

--

Yiu Wilfred

7,644,700

Yat Hung Fu

--

Mo Fong Chow Woo

--

Apurv Bagri

940,000

Tze Ching Chan

1,286,000

Cheng Hye Cheah

1,525,000

Yuen Mei Fung

1,134,000

Rafael Gil-Tienda

1,750,000

Zuliu Hu

1,123,000

Pi Cheng Hung

973,000

Pak Hon Leung

1,509,000

John McCulloch

1,966,000

Kin Wah Yiu

2,769,000
As Of  31 Dec 2019