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Brewin Dolphin Holdings PLC (BRW.L)

BRW.L on London Stock Exchange

357.00GBp
28 Jan 2020
Change (% chg)

2.60 (+0.73%)
Prev Close
354.40
Open
357.20
Day's High
357.40
Day's Low
354.60
Volume
106,025
Avg. Vol
518,217
52-wk High
377.20
52-wk Low
284.19

Summary

Name Age Since Current Position

Simon Miller

2013 Non-Executive Chairman of the Board

David Nicol

60 2013 Chief Executive Officer, Executive Director

Siobhan Boylan

2019 Chief Financial Officer, Executive Director

Tiffany Brill

2017 Company Secretary

Kath Cates

2019 Non-Executive Independent Director

Ian Dewar

2019 Senior Independent Non-Executive Director

Michael Kellard

2017 Non-Executive Independent Director

Simonetta Rigo

2018 Non-Executive Independent Director

Caroline Taylor

2014 Non-Executive Independent Director

David Orford

2019 Head of Investor Relations

Biographies

Name Description

Simon Miller

Mr. Simon Edward Callum Miller serves as Non-Executive Chairman of the Board of the Company. Simon was appointed Chairman in March 2013. He joined the Board in 2005 and became Deputy Chairman and Senior Independent Director in 2012. He read law at Cambridge and was called to the Bar. He subsequently worked for Lazard Brothers and County NatWest. He is also chairman of Blackrock North American Income Trust PLC and JPMorgan Global Convertibles Income Fund and a nonexecutive director of STV Group PLC. Previous experience: Called to the Bar and subsequently worked for Lazard Brothers and County NatWest.

David Nicol

Mr. David Richardson Nicol serves as Chief Executive Officer, Executive Director of the Company. He trained and qualified in 1980 as a chartered accountant with EY and spent two years working for KPMG in Hong Kong. He joined Morgan Stanley in 1984, where he worked for 26 years in a number of operations and finance roles. He was a director and CAO of Morgan Stanley International PLC from 2004 to 2010. David was a non-executive director of Euroclear plc from 1998 to 2010 and was on the board of the Chartered Institute of Securities and Investments until September 2015. He is on the Council of the Institute of Chartered Accountants of Scotland and is chairman of the appointment committee of the Hermes Property Unit Trust. Key areas of experience: Finance, strategy, financial services, operations and investment management. Current external appointments: Chairman of the appointment committee of the Hermes Property Unit Trust and Trustee of the Urology Foundation. Previous experience: Director and Chief Admin Officer of Morgan Stanley International PLC, non-executive director of Euroclear plc, Board member of the Chartered Institute of Securities and Investments. Member of Council of ICAS. Qualified as a chartered accountant with ICAS at EY.

Siobhan Boylan

Ms. Siobhan Boylan serves as Chief Financial Officer, Executive Director of the Company. CFO at Legal & General Investment Management, CFO of Aviva North America and Aviva Investors. Qualified as an accountant (ICAEW) at PricewaterhouseCoopers .

Tiffany Brill

Kath Cates

Ms. Kath Cates serves as Non-Executive Independent Director of the Company. Kath was appointed as a Non-Executive Director on 18 December 2014 and became Chair of the Risk Committee on 1 September 2015. At the February 2017 AGM, she was appointed as the Senior Independent Director. Kath has over 20 years’ experience in international financial services, latterly as chief operating officer, wholesale banking for Standard Chartered Bank. She is currently a non-executive director and chair of the risk committee for RSA Insurance Group plc and a non-executive director of Threadneedle Investment Services Limited.

Ian Dewar

Mr. Ian Andrew Dewar serves as Senior Independent Non-Executive Director of the Company. Ian was appointed as a Non-Executive Director in November 2013. He retired from KPMG in 2012 after a 32-year career, including 19 years as a partner. During that time, he performed a wide variety of roles, both within KPMG and as a non-executive trustee in the charity sector. An accountant by training, his experience has been in audit, advisory, client relationship and practice management roles. He has spent the last 28 years working in the financial services sector. Ian is a non-executive director of Manchester Building Society, Arbuthnot Banking Group PLC and The Aldenham Foundation. Previous experience: Partner of KPMG and non-executive trustee of a charity.

Michael Kellard

Mr. Michael Kellard serves as Non-Executive Independent Director of the Company. Mike has over 25 years' experience in the life, pensions and wealth management markets, latterly as the CEO of AXA Wealth Management. Key areas of experience: Financial services, wealth management, pensions and life sector, sales and digital financial service platforms. Current external appointments: Member of Scottish Future Growth Council. Previous experience: CEO of AXA Wealth Management, CEO of Winterthur Life and CEO and sales director and distribution director for the Life and Pensions division of Norwich Union.

Simonetta Rigo

Ms. Simonetta Rigo serves as Non-Executive Independent Director of the Company. Simonetta started her career working for McKinsey and has over 20 years of experience in the global financial services industry. She has held key leadership positions at Bupa International, American Express and most recently Western Union. Key areas of experience: Financial services, marketing, product, digital branding, customer relationships and strategy. Current external appointments: Advisory Board Membership at Surrey Business School. Previous experience: SVP Global Brand, Marketing and Customer Engagement at Western Union and board member at Western Union Foundation. Held positions at Bupa International, American Express and McKinsey. She holds an MBA from INSEAD.

Caroline Taylor

Ms. Caroline Taylor serves as Non-Executive Independent Director of the Company. Caroline was appointed as a Non-Executive Director in May 2014 and is the Non- Executive Board member responsible for Corporate Responsibility within Brewin Dolphin. Caroline has over 25 years’ experience in the financial services sector with a strong background in investment management and in-depth knowledge of all aspects of investment management operations, compliance and legal issues. Caroline was a director of Goldman Sachs Asset Management International from 2005 to 2012 and is currently a non-executive director of Ecclesiastical Insurance Office PLC. Key areas of experience; Remuneration, financial services, investment management, operations and compliance. Current external appointments: Non-executive director of Ecclesiastical Insurance Office PLC, Ecclesiastical Insurance Group PLC and Floors Castle Outdoor Events Limited. Previous experience: Director of Goldman Sachs Asset Management International and director of GS Luxembourg and Dublin Mutual Funds.

David Orford

Basic Compensation

Name Fiscal Year Total

Simon Miller

180,000

David Nicol

1,091,000

Siobhan Boylan

1,081,000

Tiffany Brill

--

Kath Cates

83,000

Ian Dewar

77,000

Michael Kellard

60,000

Simonetta Rigo

60,000

Caroline Taylor

70,000

David Orford

--
As Of  30 Sep 2019