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Capitol Federal Financial Inc (CFFN.OQ)

CFFN.OQ on NASDAQ Stock Exchange Global Select Market

13.42USD
17 Nov 2017
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Summary

Name Age Since Current Position

John Dicus

55 2009 Chairman of the Board, President, Chief Executive Officer of the Company and the Bank

Kent Townsend

55 2005 Chief Financial Officer, Executive Vice President of the Company and the Bank

Natalie Haag

57 2012 Executive Vice President, General Counsel of the company and the bank

Rick Jackson

51 2010 Executive Vice President, Chief Lending Officer and Community Development Director of the Bank and the Company

Daniel Lehman

51 2016 Executive Vice President, Chief Retail Operations of the Bank and Company

Tara Van Houweling

43 First Vice President, Principal Accounting Officer and Reporting Director

Carlton Ricketts

59 2012 Executive Vice President, Chief Corporate Services Officer of the Bank and the Company

Michel Cole

53 2017 Independent Director

Morris Huey

67 2010 Independent Director

Jeffrey Johnson

50 2005 Independent Director

Michael McCoy

67 2005 Independent Director

James Morris

62 2013 Independent Director

Reginald Robinson

59 2012 Independent Director

Jeffrey Thompson

55 2004 Independent Director

James Wempe

IR Contact Officer

Biographies

Name Description

John Dicus

Mr. John B. Dicus is Chairman of the Board, President, Chief Executive Officer of Capitol Federal Financial and Capitol Federal Savings Bank, the subsidiary of the company. Prior to his appointment as Chief Executive Officer, he served as President and Chief Operating Officer for Capitol Federal Savings from 1996 and for the Company from its inception in March 1999. Before that, he served as Executive Vice President of Corporate Services for Capitol Federal Savings for four years. He has been with Capitol Federal Savings in various other positions since 1985. Mr. Dicus's many years of service in all areas of the operations of Capitol Federal Savings and his duties as President and Chief Executive Officer of the Company and Capitol Federal Savings bring a special knowledge of the financial, economic and regulatory challenges the Company faces and he is well suited to educating the Board on these matters.

Kent Townsend

Mr. Kent G. Townsend is Chief Financial Officer, Executive Vice President of Capitol Federal Financial Inc., and Capitol Federal Savings Bank. Mr. Townsend also serves as Treasurer for the Company, Capitol Funds, Inc. and CFMRC. Mr. Townsend was promoted to Executive Vice President, Chief Financial Officer and Treasurer on September 1, 2005. Prior to that, he served as Senior Vice President, a position he held since April 1999, and Controller of the Company, a position he held since March 1999. He has served in similar positions with the Bank since September 1995. He served as the Financial Planning and Analysis Officer with the Bank for three years and other financial related positions since joining the Bank in 1984.

Natalie Haag

Ms. Natalie G. Haag is Executive Vice President, General Counsel of Capitol Federal Financial Inc., and Federal Savings Bank, subsidiary of Capitol Federal Financial . Prior to joining the Bank in August of 2012, Ms. Haag was 2nd Vice President, Director of Governmental Affairs and Assistant General Counsel for Security Benefit Corporation and Security Benefit Life Insurance Company in Topeka, Kansas. Security Benefit provides retirement products and services, including annuities and mutual funds. Ms. Haag was employed by Security Benefit since 2003. The Security Benefit companies are not parents, subsidiaries or affiliates of the Bank or the Company.

Rick Jackson

Mr. Rick C. Jackson is Executive Vice President, Chief Lending Officer and Community Development Director of Capitol Federal Savings Bank, and Capitol Federal Financial Inc. Mr. also serves as the President of Capitol Funds, Inc., a subsidiary of the Bank and President of CFMRC. He has been with the Bank since 1993 and has held the position of Community Development Director since that time. He has held the position of Chief Lending Officer since February 2010.

Daniel Lehman

Mr. Daniel L. Lehman is Executive Vice President, Chief Retail Operations Officer of the Bank and Company. Prior to accepting those responsibilities in 2016, he served as First Vice President and Accounting Director, a position held since 2003 and Controller, a position held since 2005.

Tara Van Houweling

Ms. Tara D. Van Houweling is First Vice President, Principal Accounting Officer and Reporting Director of Capitol Federal Financial Inc. She has been with the Bank and Company since 2003, has held the position of First Vice President and Reporting Director since 2003, and Principal Accounting Officer since 2005.

Carlton Ricketts

Mr. Carlton A. Ricketts is Executive Vice President, Chief Corporate Services Officer of Federal Savings Bank, subsidiary of Capitol Federal Financial Inc. Prior to accepting those responsibilities in 2012, he served as Chief Strategic Planning Officer of the Bank, a position held since 2007.

Michel Cole

Ms. Michel' Philipp Cole is an Independent Director of the Company. Ms. Cole has served as Westar Energy's Vice President, Corporate Communications and Public Affairs, since 2014. Ms. Cole is responsible for all communication, media, branding, philanthropy and government relations matters for Westar Energy. From 2003 to 2014, Ms. Cole served as Vice President, Corporate Communications and Brand Strategy, for Security Benefit Corporation. From 2000 to 2003, she was Senior Vice President, Corporate Practice Group, Fleishman-Hillard, Kansas City, Missouri. An active community volunteer, Ms. Cole has served on numerous non-profit boards, including the Greater Topeka Chamber of Commerce, Family Service and Guidance Center and Junior Achievement of Greater Kansas City, KTWU Public Television's advisory board and the advisory council for the Washburn University Leadership Institute. Ms. Cole is an Accredited Business Communicator (ABC) with the International Association of Business Communicators.

Morris Huey

Mr. Morris J. Huey, II is an Independent Director of Capitol Federal Financial Inc. Mr. Huey retired from Capitol Federal Savings in January 2010. From June 2002 until his retirement, Mr. Huey served as Executive Vice President and Chief Lending Officer of Capitol Federal Savings and President of Capitol Funds, Inc., a wholly owned subsidiary of Capitol Federal Savings. From August 2002 until his retirement, he also served as President of Capitol Federal Mortgage Reinsurance Company, a wholly owned subsidiary of Capitol Funds, Inc. Prior to that, he served as the Central Region Lending Officer since joining Capitol Federal Savings in 1991. Mr. Huey's many years of service in various areas of Capitol Federal Savings's operations and his duties as Executive Vice President and Chief Lending Officer of Capitol Federal Savings bring a special knowledge of the financial, economic and regulatory challenges the Company faces and he is well suited to educating the Board on these matters.

Jeffrey Johnson

Mr. Jeffrey M. Johnson is an Independent Director of Capitol Federal Financial Inc. Mr. Johnson is President of Flint Hills National Golf Club, Andover, Kansas, a position he has held since March 2003. From March 1997 until joining Flint Hills, Mr. Johnson was an investment advisor with Raymond James Financial Services in Wichita, Kansas. Mr. Johnson's extensive knowledge of investments and the regulated financial services industry supports the Board's and the Audit Committee's knowledge in those areas. Before 1997, he served in a variety of restaurant management positions with Lone Star Steakhouse & Saloon, Inc. and Coulter Enterprises, Inc. Mr. Johnson is also part-owner of several restaurants in Lawrence, Manhattan and Wichita, Kansas and parts of Texas. He brings general business, financial and risk management skills to Capitol Federal Savings, including knowledge of compensation matters, which is important to his service on our Compensation Committee. His participation in the Wichita, Kansas business community and his service on local non-profit boards for over 15 years bring knowledge of the local economy and business opportunities for Capitol Federal Savings.

Michael McCoy

Dr. Michael T. McCoy, M.D. is an Independent Director of Capitol Federal Financial Inc. Dr. McCoy has been an orthopedic surgeon in private practice for over 25 years. In his private practice, he has employed up to 15 employees and gained the accounting, financial and risk management skill necessary to operate a small business. Since October 2004, he has also served as Chief of Orthopedic Surgery at Stormont Vail Regional Medical Center in Topeka, Kansas. He previously served as Chief of Surgery at Stormont Vail from January 1987 to January 1988. His management and business experience in his private practice and these hospital positions bring knowledge and experience to his service on the Board and the Compensation and Audit Committees. Dr. McCoy is a member of the Kansas Medical Society, the Shawnee County Medical Society, the American Academy of Orthopedic Surgeons and the American Orthopedic Society for Sports Medicine.

James Morris

Mr. James G. Morris is Independent Director of Capitol Federal Financial Inc. Mr. Morris retired from KPMG LLP in September 2012 after having served as partner-in-charge of the financial services practice of the firm's Kansas City office. Mr. Morris joined the firm in 1976 (when it was known as Peat Marwick Mitchell & Co.) as an auditor and was promoted to partner in 1988. At KPMG, Mr. Morris served a wide range of financial services clients, including banks, thrifts, mortgage companies, investment advisors and real estate companies.

Reginald Robinson

Mr. Reginald L. Robinson is Independent Director of Capitol Federal Financial, Inc. In June 2014, Mr. Robinson was named as the new director of the Kansas University School of Public Affairs and Administration. From 2010 until that appointment, Mr. Robinson served as a Professor of Law at the Washburn University School of Law and as the Inaugural Director of the school's Center for Law and Government. Between 2002 and 2010, Mr. Robinson served as President and Chief Executive Officer of the Kansas Board of Regents, which governs the state's six universities, and provides state-level coordination for the other 27 public institutions of higher education in Kansas. From 1998 to 2002, Mr. Robinson held dual positions at the University of Kansas, serving as Chief of Staff to the Chancellor and as a Visiting Associate Professor of Law. From 1993 to 1998, Mr. Robinson held several senior positions with the United States Department of Justice. From 1988 to 1993, Mr. Robinson served as an Associate Professor of Law at the University of Kansas.

Jeffrey Thompson

Mr. Jeffrey R. Thompson is an Independent Director of Capitol Federal Financial Inc. In 2007, Mr. Thompson became Chief Executive Officer of Salina Vortex Corp., a Salina, Kansas-based manufacturing company, after having served as Chief Financial Officer of that company since 2002. From 2001 to 2002, he served as Vice President, Supply Chain, for The Coleman Company, Wichita, Kansas, a manufacturer and marketer of consumer products. From 1992 to 2001, he served in a variety of capacities for Koch Industries, Inc., Wichita, Kansas, including President of Koch Financial Services, Inc. from 1998 to 2001. From 1986 to 1992, he worked in several positions for Chrysler Capital Public Finance, Kansas City, Missouri, primarily in the areas of originating, underwriting and servicing tax-exempt municipal leases. Mr. Thompson has approximately 35 years of business experience, including 20 years in the financial services business and 15 years with profit and loss responsibility in manufacturing companies. He brings general business, financial and risk management skills to Capitol Federal Savings, including knowledge of compensation matters, which is important to his service on our Compensation Committee. Mr. Thompson is a certified public accountant and his accounting knowledge and experience is important to his service on our Audit Committee. His participation in the Wichita, Kansas business community for over 20 years brings knowledge of the local economy and business opportunities for Capitol Federal Savings.

James Wempe

Basic Compensation