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Northern Trust Corp (NTRS.OQ)

NTRS.OQ on NASDAQ Stock Exchange Global Select Market

98.55USD
12 Dec 2017
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Summary

Name Age Since Current Position

Frederick Waddell

63 2017 Chairman of the Board, Chief Executive Officer

Michael O'Grady

51 2017 President, Director

William Morrison

66 2016 Vice Chairman of the Board

Stephen Potter

60 2017 Vice Chairman of the Board

S. Biff Bowman

53 2014 Chief Financial Officer, Executive Vice President

Shundrawn Thomas

40 2017 President - Asset Management

Jana Schreuder

58 2014 Chief Operating Officer, Executive Vice President

Robert Browne

51 2014 Executive Vice President, Chief Investment Officer

Susan Levy

59 2014 Executive Vice President, General Counsel

S. Gillian Pembleton

58 2014 Executive Vice President - Human Resources

Peter Cherecwich

52 2017 Executive Vice President and President – Corporate & Institutional Services

Jeffrey Cohodes

56 2017 Executive Vice President and President – Corporate & Institutional Services, North America

Steven Fradkin

55 2014 Executive Vice President, President - Wealth Management

Teresa Parker

2017 Executive Vice President and President – Corporate & Institutional Services, Europe, Middle East and Africa

Joyce St. Clair

57 2015 Executive Vice President and Chief Capital Management Officer

Wilson Leech

55 2017 Chief Risk Officer

Aileen Blake

49 2017 Controller

Jane Karpinski

54 2017 General Auditor

John Rowe

72 2010 Lead Independent Director

Linda Bynoe

64 2006 Independent Director

Susan Crown

58 1997 Independent Director

Dean Harrison

62 2015 Independent Director

Jay Henderson

61 2016 Independent Director

Jose Prado

62 2012 Independent Director

Thomas Richards

62 2015 Independent Director

Martin Slark

62 2011 Independent Director

David Smith

50 2010 Independent Director

Donald Thompson

54 2015 Independent Director

Charles Tribbett

61 2005 Independent Director

Biographies

Name Description

Frederick Waddell

Mr. Frederick H. Waddell has been appointed as Chairman of the Board of the Company effective January 1, 2018. He is Chairman of the Board of the Corporation and the Bank since 2009 and was Chief Executive Officer of the Corporation and the Bank since 2008. Mr. Waddell served as President of the Corporation and the Bank from 2006 to 2011 and from October to December 2016; as Chief Operating Officer of the Corporation and the Bank from 2006 to 2008; and as Executive Vice President of the Bank from 1997 to 2006 and of the Corporation from 2003 to 2006.

Michael O'Grady

Mr. Michael G. O'Grady has been appointed as President, Chief Executive Officer, Director of the Company effective January 1, 2018. Previously, Mr. O’Grady served as President of Northern Trust’s Corporate & Institutional Services business from 2014 to 2016 and as Chief Financial Officer of the Corporation and the Bank from 2011 to 2014. Before joining Northern Trust in 2011, Mr. O’Grady served as a Managing Director in Bank of America Merrill Lynch’s Investment Banking Group.

William Morrison

Mr. William L. Morrison is Vice Chairman of the Board of the Company. Prior to that, Mr. Morrison served as President from 2011 through 2016 and as Executive Vice President and Chief Financial Officer from 2009 to 2011. From 2003 to 2009, he served as President of Wealth Management

Stephen Potter

Mr. Stephen N. Potter re-designated as Vice Chairman of the Board of the company, with effective October 1, 2017. Prior to that, Mr. Potter served as Executive Vice President, Corporate & Institutional Services for Europe, Middle East and Africa from 2001 to 2008.

S. Biff Bowman

Mr. S. Biff Bowman is Chief Financial Officer, Executive Vice President of the Company. Prior to that, Mr. Bowman served as Executive Vice President, Human Resources from 2012 to 2014. From 2010 to 2012, Mr. Bowman was the Head of Americas for Corporate & Institutional Services. From 2008 to 2010, he served as Executive Vice President, Corporate & Institutional Services for Europe, Middle East and Africa.

Shundrawn Thomas

Mr. Shundrawn A. Thomas serves as President - Asset Management of the Company, with effective from October 1, 2017. Thomas currently oversees the development, management and distribution of Northern Funds, Northern Institutional Funds and FlexShares Exchange Traded Funds as well as related business activities. He also oversees the Managed Accounts practice which provides investment advisory solutions to existing clients and financial intermediaries. Previously, Thomas served as President and Chief Executive of Northern Trust Securities, Inc. and Head of Corporate Strategy for Northern Trust Corporation. Prior to joining Northern Trust, Thomas served as a vice president for Goldman Sachs and held positions in sales, trading and research with Morgan Stanley. Thomas received a B.S. degree in accounting from Florida A&M University and an MBA degree from the University of Chicago Booth School of Business. Thomas currently holds FINRA series 7, 63 and 24 securities licenses.

Jana Schreuder

Ms. Jana R. Schreuder is Chief Operating Officer, Executive Vice President of the Company. Prior to that, Ms. Schreuder served as President of Wealth Management from 2011 to 2014. She served as President of Operations & Technology from 2006 to 2011, and as Chief Risk Officer from 2005 to 2006.

Robert Browne

Mr. Robert P. Browne is Executive Vice President and Chief Investment Officer of the company. Before joining Northern Trust, Mr. Browne served as Chief Investment Officer for Fixed Income and Proprietary Investments for ING Investment Management Holdings N.V. from 2004 to 2009.

Susan Levy

Ms. Susan C. Levy is the Executive Vice President and General Counsel of the Company. Before joining Northern Trust, she served as Managing Partner of the law firm Jenner & Block from 2008 to 2014, where she was a partner since 1990.

S. Gillian Pembleton

Ms. S. Gillian Pembleton is Executive Vice President, Human Resources of the company. Prior to that, Ms. Pembleton was responsible for Human Resources and Administration for Europe, Middle East and Africa from 2006 to 2014. From 2001 to 2006, she was the Global Head of Staffing and Development.

Peter Cherecwich

Mr. Peter B. Cherecwich is Executive Vice President and President – Corporate & Institutional Services of Global Fund Services of the Company, with effect from February 1, 2017. Mr. Cherecwich also served as Chief Operating Officer of Corporate & Institutional Services from 2008 to 2014. Prior to that, he served as Head of Institutional Strategy & Product Development from 2007 to 2008. Before joining Northern Trust, Mr. Cherecwich served in several executive and operational roles at State Street Corporation.

Jeffrey Cohodes

Mr. Jeffrey D. Cohodes is Executive Vice President and President – Corporate & Institutional Services, North America of the Company. Prior to that, Mr. Cohodes served as Executive Vice President and Chief Risk Officer since 2011. Mr. Cohodes also served as an Executive Vice President in the Wealth Management business from 2010 to 2011 and as the Chief Operating Officer for Asset Management from 2009 to 2010.

Steven Fradkin

Mr. Steven L. Fradkin is Executive Vice President and President - Wealth Management of the Company. Prior to that, Mr. Fradkin served as President of Corporate & Institutional Services from 2009 to 2014. He served as Chief Financial Officer from 2004 to 2009.

Teresa Parker

Ms. Teresa A. Parker is Executive Vice President and President – Corporate & Institutional Services, Europe, Middle East and Africa of the Company. Parker is Chief Operating Officer for C&IS, responsible for ensuring Northern Trust's business capabilities, technology and operating model meet client needs. She is based in London and previously held leadership roles throughout the enterprise, including President, Northern Trust-Asia-Pacific, Head of EMEA's Institutional and Wealth Management businesses, Chief Operating Officer for EMEA and Global Head of Asset Servicing. Parker will become a member of the Management Group.

Joyce St. Clair

Ms. Joyce M. St. Clair is Executive Vice President and Chief Capital Management Officer of the company. Prior to that, Ms. St. Clair served as Executive Vice President and President of Enterprise Operations from September 2014 to July 2015, as President of Operations & Technology from 2011 to 2014, and as Chief Risk Officer from 2007 to 2011.

Wilson Leech

Mr. Wilson Leech has been appointed as Chief Risk Officer of the Company, with effect from February 1, 2017. Prior to that, Mr. Leech served as Head of Global Fund Services from 2005 to 2010. He served as Chief Financial Officer for Europe, Middle East and Africa and Asia Pacific from 2004 to 2005. Before joining Northern Trust, Mr. Leech served in various operational and financial roles at State Street Corporation and the Royal Bank of Scotland.

Aileen Blake

Ms. Aileen B. Blake is appointed as Controller of Northern Trust Corporation effective May 15, 2017. Her Business experience is as follows, November 2004-March 2005—Executive Vice President and Controller-Designate; April 2003-November 2004—Vice President of Financial Planning and Analysis at PepsiCo Beverages and Foods (formerly, The Quaker Oats Company); 1993-April 2003—various financial positions in auditing and financial planning at The Quaker Oats Company and PepsiCo Beverages and Foods.

Jane Karpinski

Ms. Jane B. Karpinski is General Auditor of the Company. Ms. Karpinski served as International Chief Financial Officer from 2012 to 2013. Prior to that, she served as Chief Financial Officer for Europe, Middle East and Africa from 2007 to 2012.

John Rowe

Mr. John W. Rowe is Lead Independent Director of the Company. He is Chairman Emeritus, Exelon Corporation (producer and wholesale marketer of energy) since 2012. Mr. Rowe served as Chairman and Chief Executive Officer of Exelon Corporation from 2002 to 2012. Mr. Rowe is a director of Allstate Corporation, American DG Energy Inc., and SunCoke Energy, Inc. Mr. Rowe is a former director of Sunoco, Inc. and Exelon Corporation.

Linda Bynoe

Ms. Linda Walker Bynoe is Independent Director of the Company. She is Chairman and Chief Executive Officer, Owl Creek Partners, LLC (private equity firm) since 2010, and Chairman and Founder, Susan Crown Exchange Inc. (social investment organization) since 2009. Ms. Crown previously served as Vice President of Henry Crown and Company (company with diversified investments) from 1984 to 2015. Ms. Crown is a director of Illinois Tool Works Inc. Ms. Crown also serves as Vice Chair of the Board of Trustees of Rush University Medical Center in Chicago and as a director of CARE USA. Ms. Crown previously served two terms as a Fellow of Yale Corporation.

Susan Crown

Ms. Susan Crown is an Independent Director of the Company. She is Chairman and Chief Executive Officer, Owl Creek Partners, LLC (private equity firm) since 2010, and Chairman and Founder, Susan Crown Exchange Inc. (social investment organization) since 2009. Ms. Crown previously served as Vice President of Henry Crown and Company (company with diversified investments) from 1984 to 2015. Ms. Crown is a director of Illinois Tool Works Inc. Ms. Crown also serves as Vice Chair of the Board of Trustees of Rush University Medical Center in Chicago and as a director of CARE USA. Ms. Crown previously served two terms as a Fellow of Yale Corporation.

Dean Harrison

Mr. Dean M. Harrison is Independent Director of the Company. Mr. Harrison President and Chief Executive Officer, Northwestern Memorial HealthCare (the primary teaching affiliate of Northwestern University Feinberg School of Medicine and parent corporation of Northwestern Memorial Hospital) since 2006. Mr. Harrison served as President of Northwestern Memorial Hospital from 1999 to 2006.

Jay Henderson

Mr. Jay L. Henderson is Independent Director of the Company. He is Retired Vice Chairman, Client Service, PricewaterhouseCoopers LLP (professional services firm). Mr. Henderson served as Vice Chairman, Client Service for PricewaterhouseCoopers LLP from 2007 to June 2016, and as Managing Partner of the Greater Chicago Market of PricewaterhouseCoopers LLP from 2003 to 2013. Mr. Henderson previously held various other positions at PricewaterhouseCoopers LLP and its predecessor since 1977. Mr. Henderson is a director of Illinois Tool Works Inc. and The J.M. Smucker Company.

Jose Prado

Mr. Jose Luis Prado is an Independent Director of the Company. Mr. Prado is Chairman and Chief Executive Officer, Evans Food Group, Ltd. (global food company) since April 2016. Mr. Prado served as President of Quaker Oats North America, a division of PepsiCo, Inc. from 2011 to 2014 and as President and Chief Executive Officer of Grupo Gamesa-Quaker, PepsiCo International, Monterrey, Mexico, from 2002 to 2010. Mr. Prado previously held various other positions at PepsiCo since 1984. Mr. Prado is a director of Brinker International, Inc.

Thomas Richards

Mr. Thomas E. Richards is Independent Director of the Company. He is Chairman, President and Chief Executive Officer, CDW Corporation (provider of integrated information technology solutions in the United States, Canada and the United Kingdom). Mr. Richards has served as CDW Corporation’s President since 2009, its Chief Executive Officer since 2011 and its Chairman since 2013. Prior to serving as Chief Executive Officer, Mr. Richards served as CDW Corporation’s Chief Operating Officer from 2009 to 2011.

Martin Slark

Mr. Martin P. Slark is an Independent Director of the Company. He is Chief Executive Officer, Molex LLC (manufacturer of electronic, electrical and fiber optic interconnection products and systems) since 2005. Previously, Mr. Slark served as President and Chief Operating Officer of Molex from 2001 to 2005. Mr. Slark is a director of Hub Group, Inc., Koch Industries, Inc. and Liberty Mutual Insurance Company.

David Smith

Mr. David H. B. Smith, Jr., is an Independent Director of the Company. He is Executive Vice President, Policy & Legal Affairs and General Counsel, Mutual Fund Directors Forum (nonprofit membership organization for investment company directors) since 2005. Previously, Mr. Smith held several positions at the U.S. Securities and Exchange Commission from 1996 to 2005, including Associate Director in the Division of Investment Management. Mr. Smith is a director of Illinois Tool Works Inc. and a trustee of Carleton College.

Donald Thompson

Mr. Donald Thompson is an independent Director of the Company. He is Founder and Chief Executive Officer, Cleveland Avenue, LLC (food and beverage incubator and accelerator) since May 2015 and Retired President and Chief Executive Officer, McDonald’s Corporation (global foodservice retailer). Mr. Thompson served as President and Chief Executive Officer of McDonald’s Corporation from 2012 until 2015, as President and Chief Operating Officer of McDonald’s Corporation from 2010 to 2012, and as President of McDonald’s USA from 2006 to 2010. Mr. Thompson is a director of Royal Caribbean Cruises Ltd. Mr. Thompson served as director of McDonald’s Corporation from 2011 to 2015 and of Exelon Corporation from 2007 to 2013.

Charles Tribbett

Mr. Charles A. Tribbett, III, is an Independent Director of the Company. He is Managing Director, Russell Reynolds Associates (global executive recruiting firm) since 1989, Chairman of the firm’s Leadership Assessment and Promotions Board since 2006, and Co-Leader of the firm’s CEO and Board Advisory Group since 1995.