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Rathbone Brothers PLC (RAT.L)

RAT.L on London Stock Exchange

2,155.00GBp
18 Oct 2019
Change (% chg)

-15.00 (-0.69%)
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Summary

Name Age Since Current Position

Mark Nicholls

69 2010 Non-Executive Independent Chairman of the Board

R. Paul Stockton

53 2019 Chief Executive Officer, Executive Director

Jennifer Mathias

2019 Group Finance Director, Executive Director

Mike Webb

Chief Executive - Unit Trusts, Head of Group Marketing and Distribution

Andrew Butcher

Chief Operating Officer

Sarah Owen-Jones

Chief Risk Officer

Rupert Baron

Head of Investment Management - London

Michael Bolsover

Head of Strategy and Organisation Development

Ivo Darnley

Head of Specialist and Charity Business

Andrew Morris

50 2018 Head of Investment Management - Outside London

Richard Smeeton

50 2018 Head of Investment Management - Special Projects and Recruitment

Ali Johnson

2016 Company Secretary

Colin Clark

59 2018 Non-Executive Independent Director

James Dean

61 2013 Non-Executive Independent Director

Terri Duhon

46 2018 Non-Executive Independent Director

Sarah Gentleman

48 2015 Non-Executive Independent Director

Jim Pettigrew

60 2017 Senior Non-Executive Independent Director

Shelly Patel

2015 Investor Relations

Biographies

Name Description

Mark Nicholls

Mr. Mark P. Nicholls is Non-Executive Independent Chairman of the Board of Rathbone Brothers PLC. Mark is a lawyer and corporate financier and was appointed as chairman at our 2011 AGM. After studying law at Cambridge, he qualified as a solicitor at Linklaters before joining S G Warburg in 1976. He became a director of Warburgs in 1984 and head of investment banking in 1994. In 1996, he joined Royal Bank of Scotland and became head of their private equity group, leaving in 2003 to pursue a plural career. He is currently chairman of the West Bromwich Building Society. He serves in West Bromwich Building Society.

R. Paul Stockton

Mr. R. Paul Stockton is Chief Executive Officer, Executive Director of Rathbone Brothers Plc. Paul was appointed group finance director in 2008 and managing director of Rathbone Investment Management in May 2018. He qualified as a chartered accountant with PriceWaterhouse in 1992. In 1999 he joined Old Mutual Plc as group financial controller, becoming director of finance in 2001 and finance director of Gerrard Limited eight months later. Two years after the sale of Gerrard in 2005 he left to work initially for Euroclear and, subsequently, as a divisional finance director of the Phoenix Group. He was formerly a nonexecutive director of the Financial Services Compensation Scheme.

Jennifer Mathias

Ms. Jennifer Mathias is Group Finance Director, Executive Director of the Company, effective 1 April 2019. Jennifer joins Rathbones from EFG Private Bank (UK), where she has been Chief Finance Officer (“CFO”) and Deputy Chief Executive Officer since 2015. Prior to this position, Jennifer was Global CFO at Coutts and has held various senior finance positions at Lloyds Banking Group over a 16 year period.

Mike Webb

Andrew Butcher

Sarah Owen-Jones

Rupert Baron

Michael Bolsover

Ivo Darnley

Andrew Morris

Mr. Andrew T. Morris is Head of Investment Management - Outside London of Rathbone Brothers Plc. Andrew Morris had spent his entire working career at Rathbones in private client investment management. He was chairman of the Group’s business continuity and training and competence committees and manages a large number of client portfolios. He stepped down from the Board at the end of 2012.

Richard Smeeton

Mr. Richard I. Smeeton is Head of Investment Management - Special Projects and Recruitment of Rathbone Brothers PLC. Richard Smeeton trained with County Bank and joined Laurence Keen in 1988 prior to its acquisition by Rathbones in 1995. He sat on a number of the Group’s management and investment committees and also manages a large number of client portfolios. He stepped down from the Board at the end of 2012.

Ali Johnson

Mr. Ali Johnson has been appointed as Company Secretary of the Company. Ali joined Rathbones on 1 April 2016 and was appointed Company Secretary on 1 May 2016. Prior to joining Rathbones, Ali spent 9 years as Director of Company Secretarial Services at Signet Jewelers having responsibilities for a wide variety of areas and functions during this time. Ali graduated in law and is a Fellow of Institute of Chartered Secretaries and Administrators.

Colin Clark

Mr. Colin Clark is Non-Executive Independent Director of the Company. He was at Mercury Asset Management and Merrill Lynch Investment Managers for over 20 years and then was appointed a non-executive director at Standard Life Investments in 2004. In 2005, Colin took on non-executive director roles with Alpha Strategic Plc, and with the Royal Marsden NHS Foundation Trust. Colin was appointed an executive director of Standard Life Investments in 2010 and subsequently appointed to the Standard Life Plc board as executive director with responsibility for the Global Client Group. He retired from this position in 2017. He serves in AXA Investment Managers SA, AXA Investment Managers UK.

James Dean

Mr. James W. Dean is Non-Executive Independent Director of Rathbone Brothers Plc. James was appointed as a non-executive director in 2013 and is chair of our audit committee. He is a chartered accountant with over 30 years’ experience working in financial services. He has worked in a variety of roles at Ernst & Young over a period of 14 years, including holding the position of managing partner for the UK Financial Services Audit Practice for four years. He serves in The Stafford Railway Building Society.

Terri Duhon

Ms. Terri L. Duhon is Non-Executive Independent Director of the Company. Terri was appointed as a non-executive director in July 2018 and chair of the risk committee in September 2018. Terri is currently a nonexecutive director on the board of Morgan Stanley International where she chairs the risk committee and is also chair of Morgan Stanley Investment Management. She is an Associate Fellow at The Said Business School at Oxford University and on the MIT Corporation Visiting Committee. Previously, Terri sat on the boards of CHAPS Co, Operation Smile and was a founding member of the Women’s Leadership Group for the Prince’s Trust. As an executive, Terri held a number of senior roles at JP Morgan and ABN AMRO before setting up her own consultancy firm. She served in Morgan Stanley, International Morgan Stanley Investment Management Ltd.

Sarah Gentleman

Ms. Sarah F. Gentleman is Non-Executive Independent Director of Rathbone Brothers Plc. Sarah was appointed as a non-executive director in 2015 and is chair of our remuneration committee. She started her career as a consultant at McKinsey & Company and then worked for several years in the telecoms and digital sectors, latterly as chief financial officer of the LCR Telecom Group. In 1999, she joined the internet bank Egg, the internet banking subsidiary of Prudential, where she was responsible for business development and strategy. In 2005, she joined Sanford C. Bernstein & Co, the institutional research and trading arm of Alliance Bernstein as a banking analyst covering the European banking sector.

Jim Pettigrew

Mr. Jim Pettigrew is Non-Executive Director of the Company. Jim was appointed as a non-executive director at our 2017 AGM and was appointed as senior independent director in August 2017. He is a chartered accountant and was formerly president of ICAS and chief executive officer of CMC Markets plc, chief operating officer of Ashmore Group plc and group finance director of ICAP plc. He was previously a non-executive director of Aberdeen Asset Management plc, AON UK Ltd, Hermes Fund Managers Ltd, Crest Nicholson Plc and Edinburgh Investment Trust Plc. He is Director of CYBG Plc, RBC Europe Limited, Miton Group Plc, Scottish Financial, Enterprise.

Shelly Patel