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TP ICAP PLC (TCAPI.L)

TCAPI.L on London Stock Exchange

281.60GBp
15 Aug 2018
Change (% chg)

-2.90 (-1.02%)
Prev Close
284.50
Open
283.20
Day's High
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Day's Low
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Volume
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Summary

Name Age Since Current Position

Rupert Robson

57 2013 Non-Executive Independent Chairman of the Board

Nicolas Breteau

2018 Chief Executive Officer, Director

Robin Stewart

2018 Chief Financial Officer, Director

Richard Cordeschi

Company Secretary

Lorraine Trainer

64 2018 Non-Executive Director

Michael Heaney

2018 Non-Executive Independent Director

Angela Knight

66 2012 Senior Non-Executive Independent Director

Edmund Ng

2017 Non-Executive Independent Director

Roger Perkin

70 2012 Non-Executive Independent Director

Stephen Pull

59 2011 Non-Executive Independent Director

Carol Sergeant

65 2015 Non-Executive Independent Director

David Shalders

51 2014 Non-Executive Independent Director

Biographies

Name Description

Rupert Robson

Mr. Rupert Hugo Wynne Robson is no longer Non-Executive Independent Chairman of the Board of Tullett Prebon PLC effective 31 December 2018. He was appointed to the Board in January 2007 and to Chairman in March 2013. He is Chairman of the Nominations Committee. He has held a number of senior roles in financial institutions, most recently Chairman of Charles Taylor plc, Non-executive Director of London Metal Exchange Holdings Ltd and Non-executive Director of OJSC Nomos Bank, Global Head, Financial Institutions Group, Corporate Investment Banking and Markets at HSBC and Head of European Insurance, Investment Banking at Citigroup Global Markets. He is also a Chairman of EMF Capital Partners, Sanne Group plc, a Non-executive Director of Savills plc and a Governor of Sherborne School.

Nicolas Breteau

Mr. Nicolas Breteau is Chief Executive Officer, Director of the Company. Nicolas Breteau has extensive experience across the global broking industry. He joined Tullett Prebon as Chief Commercial Officer in 2016, and then moved to run TP ICAP's largest business, Global Broking. Nicolas started his career in 1993 on the Listed Derivatives Exchange MATIF (later part of Euronext). From 1993 to 1998, he held several senior positions at the derivatives broker FIMAT, including Deputy CEO of the Paris Office. He then moved to London as Head of Risk for EMEA, and subsequently became Deputy CEO then CEO of the FIMAT London Branch. In 2005, Nicolas was promoted to CEO of EMEA, a position he consolidated after Newedge was formed through the merger of FIMAT with Calyon Financial in 2008. He was appointed Global Head of Sales and Front-Office in 2009 and became Chief Executive of Newedge Group in 2010. He moved from Newedge in 2014 following the sale of the company to Société Générale, and became Senior Managing Partner of a consulting firm, 99 Advisory. Nicolas graduated from Ecole Superieure de Commerce de Bordeaux. He has been a director of several Boards including the Futures and Options Association (UK), Futures Industry Association (USA), Altura (Spain), Citic/Newedge (China) and has been the chairman of i-swap since February 2018. He is a trustee at PSE For a Child's Smile UK, which helps deprived children in Cambodia.

Robin Stewart

Mr. Robin Stewart is Chief Financial Officer, Director of the Company. He was Interim Chief Financial Officer of the Company.

Richard Cordeschi

Mr. Richard Cordeschi is Company Secretary of the Company.

Lorraine Trainer

Ms. Lorraine Trainer has been appointed as Non-Executive Director of the Company., with effect from 1 July 2018. Ms. Trainer has had an established career in HR leadership across financial institutions including Citibank NA, London Stock Exchange and Coutts NatWest Group, before setting up the mentoring business at Manchester Square Partners. She also spent time at De Beers LV Ltd focusing on human resources and customer experience. Ms. Trainer is currently a Non-Executive Director and member of the Board Nominations and Remuneration Committee of Sonae, one of the largest family-owned listed companies in Portugal, with interests in shopping centres, food, sport and fashion retail and media and telecommunications; and a Non-Executive Director and Chair of the Remuneration Committee at Essentra, a leading global provider of essential components and packaging. Ms. Trainer has previously served as the Senior Independent Director and Chair of the Remuneration Committee at Jupiter Fund Management, and as a Non-Executive Director and Chair of the Remuneration Committee at Colt Group and Aegis Group.

Michael Heaney

Mr.Michael C. Heaney is Non-Executive Independent Director of the Company. He was appointed to the Board in January 2018 and is a member of the Remuneration, Nominations and Governance, and Risk Committees. He is currently a Non-executive Director of Legal & General Investment Management Americas and Chairman of the SEC Fixed Income Market Structure Advisory Committee. Before this, he had a long and distinguished career in financial services, having spent 28 years at Morgan Stanley in New York and London. He most recently served as Global Co-Head of the Fixed Income Sales and Trading Division and was also a member of Morgan Stanley’s Operating Committee, Management Committee and Risk Management Committee.

Angela Knight

Ms. Angela Ann Knight, CBE, is Senior Non-Executive Independent Director of Tullett Prebon PLC. She was appointed to the Board in September 2011. She is a member of the Audit, Remuneration and Nominations Committees. She was formerly the Chief Executive of Energy UK until 31 December 2014, the Chief Executive of the British Bankers’ Association from 2007 to 2012 and the Chief Executive of the Association of Private Client Investment Managers and Stockbrokers from 1997 to 2006. She was also formerly the Member of Parliament for Erewash from 1992 to 1997, serving as a Treasury Minister from 1995 to 1997. Her previous Non-executive Director appointments include Lloyds TSB plc, Scottish Widows, LogicaCMG plc, Transport for London, Port of London Authority and Brewin Dolphin Holdings plc. Angela was appointed as a Non-executive Director of Taylor Wimpey Plc on 1 November 2016 and Arbuthnot Latham & Co Ltd in October 2016. She is also Chair of Tilman Brewin Dolphin and the Office of Tax Simplification.

Edmund Ng

Mr. Edmund Ng is Non-Executive Independent Director of the Company. Edmund is the Chief Investment Officer and co-founder of Eastfort Asset Management, which was established in mid-2015 with Brummer & Partners in Sweden. Before setting up his own fund house, he was the Head of the Direct Investment Division of Hong Kong Monetary Authority (HKMA) between May 2007 and May 2015, responsible for managing the Region's reserves. Prior to that, he spent 20 years at J. P. Morgan, where he worked in various trading functions and served as a Managing Director of Asia Ex-Japan trading for a number of years.

Roger Perkin

Mr. Roger K. Perkin serves as Non-Executive Independent Director of Tullett Prebon PLC. He was appointed to the Board in July 2012. He is Chairman of the Audit Committee and a member of the Risk and Nominations and Governance Committees. He was a partner at EY and spent 40 years in the accounting profession before retiring from the firm in 2009. He was formerly a Non-executive Director at The Evolution Group plc until its acquisition in December 2011, Friends Life Group until its acquisition in April 2015 and Nationwide Building Society until July 2016. He is a Non-executive Director of Electra Private Equity plc, Hargreaves Lansdown plc and AIB Group (UK) plc. He is also a trustee of three charities, Chiddingstone Castle, The Conservation Volunteers and the Charities Aid Foundation.

Stephen Pull

Mr. Stephen Pull serves as Non-Executive Independent Director of Tullett Prebon Plc. He was appointed to the Board in September 2011. He is Chairman of the Remuneration Committee and a member of the Nominations and Governance Committee. He was Chairman of Corporate Broking at Nomura between 2008 and 2011 following its acquisition of Lehman Brothers Europe for whom he worked from 2002 as Head of Corporate Broking, and then as Chairman of Corporate Broking. He has also held a number of other senior roles in the City, including Managing Director of Corporate Broking at Merrill Lynch and Head of UK Equity Sales at Barclays de Zoete Wedd. He is currently a director of Trust Associates Ltd.

Carol Sergeant

Ms. Carol Frances Sergeant, CBE, serves as Non-Executive Independent Director of the Company. She was appointed to the Board in July 2015. She chairs the Board’s Risk Committee and is also a member of the Audit and Nominations and Governance Committees. She was a Non-executive Director at Secure Trust Bank plc until December 2015. She has enjoyed a distinguished City career, holding various senior positions, including Head of Major Banks’ Supervision at the Bank of England, Managing Director at the Financial Services Authority and Chief Risk Officer at Lloyds Banking Group. She is the Chair of the Standards Policy and Strategy Committee of the British Standards Institute and Trustee of the Lloyds Register Foundation. She is also currently a Non-executive Director at Danske Bank Group and BNY Mellon SA/NV.

David Shalders

Mr. David Shalders is Non-Executive Independent Director of Tullett Prebon PLC, since February 27, 2014. He was appointed to the Board in February 2014 and is a member of the Remuneration, Nominations and Risk Committees. He is Group Operations & Technology Director at Willis Towers Watson plc, responsible for IT, operations, real estate and change management functions. He joined Willis Towers Watson from the Royal Bank of Scotland Group where he served for over a decade in senior operations and IT roles, most recently as Global Chief Operating Officer for Global Banking and Markets. He also led the division’s regulatory response to Basel 3. Prior to that, he led the Group’s integration with ABN Amro and held roles as Head of London and Asia Operations and Head of Derivative Operations for NatWest.

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