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TMX Group Ltd (X.TO)

X.TO on Toronto Stock Exchange

81.72CAD
19 Oct 2018
Change (% chg)

$-2.08 (-2.48%)
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Summary

Name Age Since Current Position

Charles Winograd

70 2012 Independent Chairman of the Board

John McKenzie

2017 Chief Financial Officer, Senior Vice President

Loui Anastasopoulos

2018 President - Capital Formation and TSX Trust

Luc Fortin

2018 President and Chief Executive Officer - Montréal Exchange and Global Head of Trading

Cheryl Graden

2017 Senior Vice President - Group Head of Legal and Business Affairs, Enterprise Risk Management and Government Relations, Corporate Secretary

Mary Hukezalie

2012 Senior Vice President, Group Head - Human Resources

Jay Rajarathinam

2017 Chief Information Officer

Louis Eccleston

60 2014 Chief Executive Officer, Director

Luc Bertrand

63 2011 Non-Independent Director

Christian Exshaw

51 2015 Non-Independent Director

Martine Irman

53 2014 Non-Independent Director

Kevin Sullivan

58 2012 Non-Independent Director

Marie Giguere

66 2011 Independent Director

Harry Jaako

65 2012 Independent Director

Lise Lachapelle

69 2014 Independent Director

William Linton

63 2012 Independent Director

Jean Martel

65 2012 Independent Director

Geraldine Sinclair

70 2012 Independent Director

Eric Wetlaufer

56 2012 Independent Director

Michael Wissell

53 2014 Independent Director

Paul Malcolmson

2014 Director - Investor Relations

Biographies

Name Description

Charles Winograd

Mr. Charles M. Winograd serves as Independent Chairman of the Board of TMX Group Ltd. Current position - Senior Managing Partner, Elm Park Capital Management. President, Winograd Capital Inc. Previous business experience - Chairman and Chief Executive Officer of RBC Capital Markets (2001-2008). President and Chief Operating Officer (1998- 2001) and Deputy Chairman and Director (1996- 1998) of RBC Dominion Securities. Chairman and Chief Executive Officer (1991- 1995), President and Chief Executive Officer (1987 – 1990) and progressively senior positions (1971-1986) at Richardson Greenshields. Public company boards Current. Spin Master Corp. (since July 2015), audit committee. RioCan Real Estate Investment Trust (since Feb 2009), nominating and governance committee. In the past five years - Talisman Energy Inc. (April 2009–May 2015), audit committee, governance committee. Other boards - James Richardson and Sons Limited. Titan Holdings. Management Advisor, RP Investment Advisors. Sinai Health System. Investment Dealers Association of Canada, chairman. Advisory Council member, Promoting Women on Boards.

John McKenzie

Mr. John McKenzie is a Chief Financial Officer, Senior Vice President of the Company. He has been with the company for 16 years, most recently serving as president of the Canadian Depository for Securities Ltd. (CDS), Canada's equity and fixed income clearing house and a wholly owned subsidiary of TMX Group. After joining TMX Group in 2000 as director of finance and administration, Mr. McKenzie held increasingly senior executive positions in corporate strategy and development and finance. In these roles, he led TMX financial and strategic planning, and managed various TMX acquisitions, including the Maple transaction, Montreal Exchange and Shorcan, as well as the resulting integration initiatives. He is a chartered professional accountant (CPA, CMA) and has an MBA from Edinburgh Business School, Heriot-Watt University and a BA (honours) from Wilfrid Laurier University. He has served a number of boards, and currently is a board member of the Canadian Capital Markets Association.

Loui Anastasopoulos

Mr. Loui Anastasopoulos is President, Capital Formation & TSX Trust of the Company. He was appointed President, Capital Formation & TSX Trust Company (where he was previously President), effective January 16, 2018, responsible for leading our capital formation business, which includes TSX and TSXV listing and issuer services, as well as TSX Trust Company.

Luc Fortin

Mr. Luc Fortin is President and Chief Executive Officer - Montréal Exchange and Global Head of Trading of the Company. His key responsibilities include leading the growth and overall operations of TMX Group's commodities businesses. As well as MX, Mr. Fortin oversees NGX, a leading North American energy exchange and central clearing counterparty (CCP) as well as Shorcan Brokers Limited, a TMX fixed income interdealer broker. Mr. Fortin joined MX as Managing Director, Derivatives Trading in June 2016, following a 25-year career in Canada's capital markets industry leading client-facing teams in fixed income and derivatives. Prior to joining MX, he served as Managing Director, Canadian Head of the Institutional Client Group at HSBC Bank Canada. In this role, Mr. Fortin led HSBC's institutional client-facing businesses in rates and credit, derivatives, foreign exchange and money markets across Canada. Prior to HSBC, he held senior leadership positions at TD Bank and TD Securities. Mr. Fortin is a graduate of the TD Securities Leadership program at Ivey Business School and holds a Bachelor of Commerce from University of Ottawa. He has served as Board Chair of CANMarket Data and was an Investment Industry Association of Canada board member from 2006-2010.

Cheryl Graden

Ms. Cheryl L. Graden is a Senior Vice President - Group Head of Legal and Business Affairs, Enterprise Risk Management and Government Relations, Corporate Secretary of the Company. Ms. Graden began her legal career at Torys LLP in 1996 and joined TMX Group in 2004 as Chief Legal Officer at NGX in Calgary. Her role has grown over the years to encompass additional responsibilities, including the Canadian Depository for Securities' legal and regulatory affairs. In January 2013, Ms. Graden was promoted to Vice President, Cash Clearing and Energy. In addition to an undergraduate degree from the University of Alberta, Ms. Graden earned Bachelor of Laws and Masters of Law (Securities) degrees from Osgoode Hall Law School and is called to the Bar of Ontario.

Mary Hukezalie

Ms. Mary Lou Hukezalie is a Senior Vice President, Group Head - Human Resources of TMX Group Ltd. From January 11, 2010 to July 31, 2012, she was Vice President, Group Head of Human Resources of TMX Group Inc. Prior to joining TMX Group Inc., Ms. Hukezalie held the position of Vice President, Talent Strategies and Executive Resources at Canadian Imperial Bank of Commerce from August 2005 to December 2009.

Jay Rajarathinam

Mr. Jay Rajarathinam is Chief Information Officer of the Company. His mandate as CIO was expanded, and he was promoted to TMX Group’s senior management team in August 2017 and reports directly to the CEO.

Louis Eccleston

Mr. Louis (Lou) Eccleston serves as Chief Executive Officer, Director of the Company. President, S&P Capital IQ and Chairman of the Board, S&P Dow Jones Indices at McGraw Hill Financial (2008-2014). Chief Executive Officer and Chairman of Pivot Inc. (2007-2008). President, Global Sales, Marketing and Services and President, Banking and Brokerage Group of Thomson Financial (2002-2006). Various positions, including Chief Executive Officer of Bloomberg Tradebook at Bloomberg LP.

Luc Bertrand

Mr. Luc Bertrand serves as Non-Independent Director of TMX Group Ltd. Mr. Bertrand is the Vice Chair, National Bank Group Inc. Previous business experience Deputy Chief Executive Officer and director of TMX Group (2008-2009). President and Chief Executive Officer of Montréal Exchange Inc. (2000-2009). Public company boards Current - 5N Plus Inc., chairman (since 2016) Other boards, BOX Holdings Group LLC, BOX Market LLC, CH Group, Club de Hockey Canadian, chairman.

Christian Exshaw

Mr. Christian Exshaw serves as Non-Independent Director of TMX Group Limited, Mr. Exshaw is Managing Director and Head Global Markets, CIBC World Markets Inc. Other positions at CIBC included - Managing Director and Head of Capital Markets Trading, Wholesale Banking (2011-2015), Managing Director, Head Global Derivatives and Distribution (2010-2011) and Managing Director, Head Distribution (2008-2010). Managing Director, Foreign Exchange, Local Currencies & Structuring of Merrill Lynch (2007-2008). Managing Director, FX, Local Markets & Commodity Sales of Dresdner Kleinwort Wasserstein (1999-2006). Other boards - Children’s Aid Foundation

Martine Irman

Ms. Martine M. Irman serves as Non-Independent Director of TMX Group Limited, since November 6, 2014. Current position - Vice Chair, TD Securities. Senior Vice President, TD Bank Group Previous business experience. various positions in international treasury, capital markets and securities of TD Bank Group (1989-1999). co-founder and member of Women Gaining Ground, United Way Toronto. Other boards - YMCA of Greater Toronto, chair. Export Development Canada, chair. The Canadian Chamber of Commerce, 4th vice chair. Women in Capital Markets Advisory Council.

Kevin Sullivan

Mr. Kevin M. Sullivan serves as Non-Independent Director of TMX Group Ltd., since July 31, 2012. Current position - Deputy Chairman, GMP Capital Inc. Previous business experience - Chief Executive Officer (1999-2010) and President (1996-1999) of Griffiths McBurney & Partners, joined as Partner in 1995. Public company boards, Current - GMP Capital Inc. (since 1993). Other boards - Next 36, advisory board., Golf Canada Foundation., Ontario Securities Commission, Industry Advisory Group.

Marie Giguere

Ms. Marie Giguere serves as Independent Director of TMX Group Ltd. Ms. Giguère is a Corporate Director. Previous business experience Executive Vice-President, Legal Affairs and Secretariat of Caisse de dépôt et placement du Québec (2010-2016). Vice President Legal Affairs and Corporate Secretary of Otéra Capital (2008-2010). Consultant at Caisse de dépôt et placement du Québec (2005-2008). Senior Vice-President, Chief Legal Officer and Secretary of Molson Inc. (1999-2005). Senior Vice-President, Corporate Affairs and General Secretary of Montréal Exchange Inc. (1997-1999). Partner at Fasken Martineau LLP. Public company boards - Boralex Inc. (since 2017). Other boards - Accounting Standards Oversight Council (AcSOC).

Harry Jaako

Mr. Harry A. Jaako serves as an Independent Director of TMX Group Ltd. Current position - Executive Officer, Director and Principal, Discovery Capital Management Corp. President and Director, British Columbia Discovery Fund Inc. Previous business experience - Chairman, Co-Chief Executive Officer and Principal of Discovery Capital Corporation Public company boards In the past five years. Avigilon Corporation (2008-2015), audit committee, compensation and corporate governance committee. Noble Iron Inc. (2003-2014), audit committee, compensation committee. Vigil Health Solutions Inc. (2003-2017), audit committee, corporate governance and compensation committee. Other boards - Navarik Corp.

Lise Lachapelle

Ms. Lise Lachapelle serves as Independent Director of TMX Group Limited, since May 2014. Current position - Strategic and Economic Consultant, Corporate Director. Previous business experience - President and Chief Executive Officer of Forest Products Association of Canada (1994-2002). President of Strategico Inc. (1993), Senior Vice-President of Montréal Exchange Inc., Assistant Deputy Minister, Federal Department of Industry, Trade and Commerce. Public company boards, Current - Russel Metals Inc. (since 1996), nominating and corporate governance committee, audit committee. In the past five years - SNC-Lavalin Group (2013-2016), governance committee, health & safety, security and environment committee., Innergex Renewable Energy Inc. (2010- 2014), corporate governance committee, nominating committee., Industrial Alliance Insurance and Financial Services Inc. (1995-2014), audit committee, investment committee.

William Linton

Mr. William W. (Bill) Linton serves as Independent Director of TMX Group Ltd., since July 31, 2012. Previous business experience Executive Vice President Finance and Chief Financial Officer of Rogers Communications (2005-2012). President and Chief Executive Officer of Call-Net Enterprises Inc. (2000-2005) Chair and Chief Executive Officer of Prior Data Sciences Inc. (1998-2000). Executive Vice President and Chief Financial Officer of SHL Systemhouse Inc. (1994-1997). Increasingly senior management roles at Rogers Communications (1978-1994), including Vice President, Finance and CFO of a subsidiary (1991-1994). Public company boards, Current - Empire Company Limited (since 2015) human resources committee (chair), corporate governance and nominating committee. Other boards - CSL Group Inc.

Jean Martel

Mr. Jean Martel serves as an Independent Director of TMX Group Ltd., since July 31, 2012. Previous business experience - Chairman and President of Commission des valeurs mobilières due Québec (1995- 1999). Assistant Deputy Minister of Finance, Québec (1988-1994). Public company boards In the past five years - Oceanic Iron Ore Corp. (2012-2017) audit committee, human resources committee, nomination and governance committee. Other boards - Québec Bar, Chair, Independent Review Committee of the Investments Funds., International Organization of Securities Regulators (1995-1999), vice chair of the executive committee, technical committee., Business Development Bank of Canada.

Geraldine Sinclair

Dr. Geraldine B. (Gerri) Sinclair, serves as an Independent Director of TMX Group Ltd. Current position - Managing Partner, Kensington Capital Partners since October 2016. Corporate Director and Strategic Consultant to government and industry, specializing in telecommunications and emerging technologies. Previous business experience - Executive Director of Centre for Digital Media at Great Northern Way Campus (2006-2010). General Manager of MSN.ca (2002-2004). President of B.C. Premier’s Technology Council (2002-2004). Founder and Chief Executive Officer of NCompass Labs (1996-2001). Public company boards, Current - Hut8 Mining Corp. (since February 2018) Other boards., Vancouver Airport Authority.

Eric Wetlaufer

Mr. Eric M. Wetlaufer serves as Independent Director of TMX Group Ltd., since July 31, 2012. Current position - Senior Managing Director & Global Head of Public Market Investments, Canada Pension Plan Investment Board. Previous business experience - Group Chief Investment Officer, International of Fidelity Management & Research (2005-2010)., Co-Founder and Partner of Oxhead Capital Management., Chief Investment Officer of U.S. Mid Cap and Specialty Growth, Putnam Investments., Managing Director of Cadence Capital Management. Other boards - The Soulpepper Theatre Company.

Michael Wissell

Mr. Michael Wissell serves as Independent Director of TMX Group Limited, since September 19, 2014. Current position - Senior Vice President Portfolio Construction Group, Ontario Teachers’ Pension Plan Board. Previous business experience - Senior Vice President Public Equities (2013-2016) and increasingly senior positions (2003-2012) at Ontario Teachers’ Pension Plan Board. TD Securities (1987-2002).

Paul Malcolmson