Edition:
India

Insider Trading: Ameriprise Financial Inc (AMP.N)

AMP.N on New York Stock Exchange

148.08USD
10:56pm IST
Change (% chg)

$0.65 (+0.44%)
Prev Close
$147.43
Open
$146.10
Day's High
$148.18
Day's Low
$145.67
Volume
103,938
Avg. Vol
278,283
52-wk High
$153.91
52-wk Low
$95.72

All Insider Trades
Trading Date Name Title Type Shares Traded Price
5 Jul 2019

Truscott (William Fredrick)

Officer Buy 1,495 $0.00
5 Jul 2019

Truscott (William Fredrick)

Officer Sell 640 $150.12
5 Jul 2019

WOERNER JOHN ROBERT

Officer Buy 718 $0.00
5 Jul 2019

WOERNER JOHN ROBERT

Officer Sell 311 $150.12
7 Jun 2019

KUPPER RANDY

Chief Technology Officer Sell 5,160 $150.38
20 May 2019

Sharpe (Robert Francis Jr)

Director Gift 500 $0.00
25 Feb 2019

Moore (Colin)

Officer Sell 24,032 $133.64
15 Feb 2019

Sweeney (Joseph Edward)

Officer Buy 7,234 $0.00
15 Feb 2019

Cracchiolo (James M)

Chief Executive Officer Sell 26,558 $130.68
15 Feb 2019

Truscott (William Fredrick)

Officer Buy 14,392 $0.00
15 Feb 2019

Berman (Walter Stanley)

Chief Financial Officer Sell 8,356 $130.68
15 Feb 2019

WOERNER JOHN ROBERT

President Buy 6,916 $0.00
15 Feb 2019

KUPPER RANDY

Chief Technology Officer Sell 2,349 $130.68
15 Feb 2019

KUPPER RANDY

Chief Technology Officer Buy 5,820 $0.00
15 Feb 2019

Truscott (William Fredrick)

Officer Sell 6,501 $130.68
15 Feb 2019

Cracchiolo (James M)

Chief Executive Officer Buy 51,987 $0.00
15 Feb 2019

Moore (Colin)

Chief Investment Officer Sell 6,646 $130.68
15 Feb 2019

Moore (Colin)

Chief Investment Officer Buy 14,950 $0.00
15 Feb 2019

Sweeney (Joseph Edward)

Officer Sell 3,424 $130.68
15 Feb 2019

Berman (Walter Stanley)

Chief Financial Officer Buy 17,062 $0.00
15 Feb 2019

WOERNER JOHN ROBERT

President Sell 3,154 $130.68
6 Feb 2019

Cracchiolo (James M)

Chief Executive Officer Sell 2,107 $126.69
6 Feb 2019

KUPPER RANDY

Chief Technology Officer Sell 133 $126.69
6 Feb 2019

Truscott (William Fredrick)

Officer Sell 328 $126.69
6 Feb 2019

Thissen (Karen Wilson)

General Counsel Sell 81 $126.69

Institutional Holders

% Shares Owned: 86.92%
# of Holders: 1,038
Total Shares Held: 116,394,759
3 Mo. Net Change: -164,217
# New Positions: 28
# Closed Positions: 18
# Increased Positions: 98
# Reduced Positions: 106
# Net Buyers: -8

Officers & Directors

Name Age Since Current Position

James Cracchiolo

60 2005 Chairman of the Board, Chief Executive Officer

Walter Berman

76 2005 Chief Financial Officer, Executive Vice President

Neal Maglaque

62 2012 President - Advice & Wealth Management, Business Development, Chief Operating Officer

Joseph Sweeney

57 2012 President - Advice & Wealth Management, Products and Service Delivery

William Truscott

59 2012 Chief Executive Officer - Global Asset Management

John Woerner

49 2012 President - Insurance & Annuities, Chief Strategy Officer

Colin Moore

60 2013 Executive Vice President, Global Chief Investment Officer

Randy Kupper

60 2012 Executive Vice President, Chief Information Officer

Karen Thissen

52 2017 Executive Vice President, General Counsel

Deirdre McGraw

48 2014 Executive Vice President - Marketing, Communications and Community Relations

Kelli Hunter Petruzillo

57 2005 Executive Vice President - Human Resources

Patrick O'Connell

49 2013 Executive Vice President - Ameriprise Advisor Group

Bill Williams

51 2013 Executive Vice President - Ameriprise Franchise Group

John Hutt

2019 Senior Vice President - Corporate Finance, Principal Accounting Officer, Controller

Robert Sharpe

67 2013 Independent Presiding Director

Brian Shea

58 2019 Director

Dianne Blixt

60 2014 Independent Director

Amy DiGeso

66 2014 Independent Director

Lon Greenberg

68 2011 Independent Director

Jeffrey Noddle

72 2005 Independent Director

W. Edward Walter

63 2018 Independent Director

Christopher Williams

61 2016 Independent Director

Alicia Charity

Senior Vice President, Investor Relations