People: TD Ameritrade Holding Corp (AMTD.OQ)

AMTD.OQ on NASDAQ Stock Exchange Global Select Market

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Mitchell, Mark 

Dr. Mark L. Mitchell, Ph.D., serves as Independent Director of the Company. Mr. Mitchell is a principal at CNH Partners, LLC, an investment management firm, which he co-founded in 2001. Mr. Mitchell served as a director of the Company from December 1996 until January 2006 and served as a member of the Company’s board of advisors in 1993. He was reelected as a director in November 2006. Mr. Mitchell has served as Adjunct Professor of Finance at Booth Business School, University of Chicago since 2017. Previously, he was a finance professor at Harvard Business School from 1999 to 2003 and was a finance professor at the Graduate School of Business, University of Chicago from 1990 to 1999. Mr. Mitchell was a senior financial economist for the Securities and Exchange Commission from 1987 to 1990. He was a member of the Nasdaq quality of markets committee from 2003 to 2005. He was a member of the economic advisory board of NASD from 1995 to 1998. Mr. Mitchell received a Ph.D. in Applied Economics and an M.A. in Economics from Clemson University and received a B.B.A. (summa cum laude) in Economics from the University of Louisiana at Monroe. Mr. Mitchell is one of the six outside independent directors. He brings significant financial experience and extensive knowledge of the Company and the brokerage industry, serving as a principal and co-founder of an investment management firm and as a director of the Company since 1996.

Basic Compensation

Total Annual Compensation, USD 125,000
Restricted Stock Award, USD 130,384
Long-Term Incentive Plans, USD --
All Other, USD 10,917
Fiscal Year Total, USD 266,301

Options Compensation

  Quantity Market Value
Exercisable -- --
Unexercisable -- --
Exercised -- --
Name Fiscal Year Total

Joseph Moglia


Timothy Hockey


Stephen Boyle


Ellen Koplow


Peter DeSilva


Thomas Nally

As Of  30 Sep 2018