Umicore SA (UMI.BR)
WASHINGTON, June 18 The U.S. Securities and Exchange Commission said on Tuesday it is considering boosting the number of options in private stock sales by broadening access to more potential investors and revamping the capital-raising process of private companies.
WASHINGTON, June 18 The U.S. Securities and Exchange Commission on Tuesday invited the public to comment on whether it should expand its private offering framework, a move to consider boosting the number of investors in private companies, the agency said.
WASHINGTON, June 17 KPMG LLP has agreed to pay a $50 million fine over allegations former staffers used stolen information to alter some of the accounting firm's previous audit work and cheated on training exams, the U.S. Securities and Exchange Commission said on Monday.
WASHINGTON, June 7 The U.S. Consumer Financial Protection Bureau on Friday said it is once again extending the compliance date for an ability-to-repay provision of a rule cracking down on payday lenders.
WASHINGTON, June 5 The U.S. Securities and Exchange Commission (SEC) on Wednesday voted to adopt a package of rules requiring brokerage firms to disclose potential conflicts in the fees investors pay and the commissions brokers earn when giving financial advice.
WASHINGTON, June 5 The U.S. Securities and Exchange Commission (SEC) on Wednesday will vote to adopt a package of rules mandating brokerage firms disclose potential conflicts in the fees investors pay and the commission brokers earn when giving financial advice.
WASHINGTON, May 23 The U.S. Securities and Exchange Commission (SEC) filed a complaint against a real-estate developer and two affiliated firms for "siphoning and misusing investor funds" to the tune of over $91 million, the agency said in a statement on Thursday.
WASHINGTON, May 7 The U.S. Consumer Financial Protection Bureau on Tuesday proposed rules to clarify how debt collectors can communicate with consumers, curbing how often they can call borrowers but allowing unlimited contact through text messages and emails.
* Banks slide ahead of earnings this week (Recasts throughout, updates to closing)
* Umicore sees 12-18 month delays in cathode materials development